Decisions and Orders
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 Decisions and Orders 

The Commission is in the process of reorganizing the categories of documents on the website.  Some documents currently found under “Enforcement – Decisions and Orders” will be moved either to this page or to “For Dealers and Advisers – Decisions and Orders”.  We will complete the transition as soon as possible.

Under For Companies – Decisions and Orders, you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws; and
  • decisions and orders relating to take-over bids.

During the transition period, you will also find under Enforcement – Decisions and Orders certain decisions and orders that will ultimately be on this page.

In addition, you can consult, without cost, CanLII for decisions and orders issued by the ASC and its counterparts in other Canadian provinces and territories. 

Document NameFilter
Bearspaw Opportunity Company Inc. Dec 20100616 3557907.pdf
Applicant:
Bearspaw Opportunity Company Inc.
6/16/2010Commission Decisions, Orders and Rulings
3308582-v1-1478860_Alberta_Ltd__ASC_ORDER.pdf
Applicant:
1478860 Alberta Ltd., a wholly-owned subsidiary of TransAlta Corporation
Respondent:
Canadian Hydro Developers, Inc.
9/9/2009Commission Decisions, Orders and Rulings
3306127v11478860_Alberta_Ltd__Decision.pdf
Applicant:
1478860 Alberta Ltd., a wholly-owned subsidiary of TransAlta Corporation
Respondent:
Canadian Hydro Developers, Inc.
9/3/2009Commission Decisions, Orders and Rulings
3300994-v1HSE_Integrated_Ltd_Oral_Decision_Text.pdf
Applicant:
HSE Integrated Ltd.
Respondent:
Forum National Investments Ltd.
9/2/2009Commission Decisions, Orders and Rulings
3291269-v1-HSE_and_Forum_Order.pdf
Applicant:
HSE Integrated Ltd.
Respondent:
Forum National Investments Ltd.
8/25/2009Commission Decisions, Orders and Rulings
3277060-v1-ARC_Decision.pdf
Applicants:
ARC Equity Management (Fund 4) Ltd.
ARC Equity Management (Fund 5) Ltd.
Respondents:
Profound Energy Inc.
Paramount Energy Trust
8/10/2009Commission Decisions, Orders and Rulings