| ARGUS METALS CORP. | 5/1/2010 | 12-18-2009 | NI 45-106 2.3,2.5 | $15,000.00 | | ARGUS METALS CORP. | 5/1/2010 | 12/18/2009 | NI 45-106 2.3,2.5 | $15,000.00 | | TERRA FERME CAPITAL CORP. | 2/11/2010 | 12/31/2009 | NI 45-106 2.3 | $12,000.00 | | SUNDRE DEVELOPMENT LTD. | 2/5/2010 | 01/18/2010 - 01/28/2010 | NI 45-106 2.3 | $90,000.00 | | KINETEX RESOURCES CORPORATION | 2/2/2010 | 01/22/2010 | NI 45-106 2.3 | $478,100.25 | | PALOS EQUITY INCOME FUND | 2/2/2010 | 12/31/2009 | NI 45-106 2.3 | $280,000.00 | | PALOS INCOME FUND L.P. | 2/2/2010 | 12/31/2009 | NI 45-106 2.3 | $349,985.00 | | PALOS RENDEZ-VOUS FUND | 2/2/2010 | 12/31/2009 | NI 45-106 2.3 | $145,504.72 | | SCIVEST COMMODITY INDEX PLUS FUND | 2/2/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $2,739,215.55 | | ADDENDA INTERNATIONAL EQUITY POOLED FUND | 2/2/2010 | 11/20/2009 | NI 45-106 2.3 | $2,211,003.00 | | ADDENDA MULTI-STRATEGY POOLED FUND | 2/2/2010 | 12/18/2009 | NI 45-106 2.3 | $3,083.00 | | CROSSROADS-DMD MORTGAGE INVESTMENT CORPORATION | 2/2/2010 | 06/01/2009 - 11/23/2009 | NI 45-106 2.3 | $17,670.00 | | CROSSROADS-DMD MORTGAGE INVESTMENT CORPORATION | 2/2/2010 | 05/04/2009 - 05/20/2009 | NI 45-106 2.3 | $217,900.00 | | CROSSROADS-DMD MORTGAGE INVESTMENT CORPORATION | 2/2/2010 | 04/09/2009 - 04/30/2009 | NI 45-106 2.3 | $366,900.00 | | INTEGRA ACADIAN GLOBAL EQUITY FUND | 2/2/2010 | 01/27/2009 - 11/27/2009 | NI 45-106 2.3 | $15,840,601.08 | | KFA BALANCED POOLED FUND | 2/2/2010 | 01/27/2010 | NI 45-106 2.3 | $168,158.71 | | LATITUDE AEROMEDICAL WORKS INC. | 2/2/2010 | 01/27/2010 | NI 45-106 2.3 | $230,000.00 | | MMCAP FUND INC. | 2/2/2010 | 02/28/2009 - 11/30/2009 | NI 45-106 2.3 | $50,000.00 | | RIFCO INC. | 2/2/2010 | 02/01/2010 | NI 45-106 2.3 | $210,000.00 | | SALIDA CAPITAL INCOME FUND | 2/2/2010 | 12/31/2009 | NI 45-106 2.3 | $18,200.00 | | SPIDER RESOURCES INC. | 2/2/2010 | 01/22/2010 | NI 45-106 2.3 | $1,754,900.20 | | STORMHOLD ENERGY LTD. | 2/2/2010 | 01/21/2010 | NI 45-106 2.3 | $25,000.00 | | STRATHMORE MINERALS CORP. | 2/2/2010 | 01/19/2010 - 01/20/2010 | NI 45-106 2.3 | $316,250.00 | | THE TORONTO-DOMINION BANK | 2/2/2010 | 01/21/2009 | NI 45-106 2.3 | $50,000.00 | | THREE BUOYS DEVELOPMENT CORPORATION | 2/2/2010 | 01/21/2010 | NI 45-106 2.3 | $223,000.00 | | UNITY ENERGY CORP. | 2/2/2010 | 12/30/2009 - 12/31/2009 | NI 45-106 2.3 | $37,000.00 | | ATIKWA RESOURCES INC. | 2/1/2010 | 01/20/2010 | NI 45-106 2.3 | $1,370,159.88 | | BIOTEQ ENVIRONMENTAL TECHNOLOGIES INC. | 2/1/2010 | 01/22/2010 | NI 45-106 2.3 | $4,000,000.40 | | BLACKROCK ACTIVE CANADIAN EQUITY EX-INCOME TRUSTS FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $7,000,000.00 | | BLACKROCK BALANCED MODERATE INDEX DC FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $2,380,509.49 | | BLACKROCK CANADA CREDIT-SCREENED BOND INDEX FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $30,456,186.67 | | BLACKROCK CANADA EX-BBB UNIVERSE BOND INDEX FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $31,486,015.29 | | BLACKROCK CANADA GOVERNMENT BOND INDEX FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $25,996,367.48 | | BLACKROCK CANADIAN EQUITY INDEX FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $127,551,109.29 | | BLACKROCK CDN MSCI EAFE INDEX EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $154,343,014.00 | | BLACKROCK CDN MSCI EAFE INDEX HEDGED FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $12,513,561.00 | | BLACKROCK CDN US EQUITY INDEX FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $118,289,311.89 | | BRS VENTURES LTD. | 2/1/2010 | 01/05/2010 | NI 45-106 2.3 | $23,000.00 | | CMC MARKETS UK PLC | 2/1/2010 | 01/18/2010 - 01/27/2010 | NI 45-106 2.3 | $100,986.00 | | DESJARDINS INVESTMENT MANAGEMENT INC. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $2,169.00 | | DESJARDINS INVESTMENT MANAGEMENT INC. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $2,830.00 | | DESJARDINS INVESTMENT MANAGEMENT INC. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $3,708.00 | | DESJARDINS INVESTMENT MANAGEMENT INC. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $10,804.00 | | DESJARDINS INVESTMENT MANAGEMENT INC. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $1,091.00 | | EPIC INCOME FUND | 2/1/2010 | 01/01/2009 - 11/01/2009 | NI 45-106 2.3 | $2,598,927.80 | | HARCOURT COCHRANE LIMITED PARTNERSHIP | 2/1/2010 | 01/28/2010 | NI 45-106 2.3 | $25,000.00 | | HUGHESLITTLE BALANCED FUND | 2/1/2010 | 01/15/2009 - 12/31/2009 | NI 45-106 2.3 | $41,635.00 | | MARRET HIGH YIELD HEDGE LIMITED PARTNERSHIP | 2/1/2010 | 03/01/2009 - 12/01/2009 | NI 45-106 2.3 | $9,300,000.00 | | MCCONACHIE DEVELOPMENT INVESTMENT CORPORATION | 2/1/2010 | 01/22/2010 | NI 45-106 2.9 | $877,140.00 | | MCCONACHIE DEVELOPMENT LIMITED PARTNERSHIP | 2/1/2010 | 01/22/2010 | NI 45-106 2.9 | $1,619,410.00 | | MESIROW FINANCIAL CAPITAL PARTNERS X,L.P. | 2/1/2010 | 01/13/2010 | NI 45-106 2.3 | $36,771,000.00 | | MFS GLOBAL EQUITY FUND | 2/1/2010 | 11/20/2009 | NI 45-106 2.3 | $50,000,000.00 | | PRAIRIE PACIFIC MINING CORP. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $2,205,000.00 | | PRIVATE ADVISORS STABLE VALUE FUND,LTD. | 2/1/2010 | 07/01/2009 - 10/01/2009 | NI 45-106 2.3 | $10,774,000.00 | | PRIVITI ENERGY LIMITED PARTNERSHIP 2009 | 2/1/2010 | 01/28/2010 | NI 45-106 2.3 | $550,000.00 | | RUSSELL 3000 INDEX FUND B | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $27,077,612.84 | | SALIDA MULTI STRATEGY HEDGE FUND | 2/1/2010 | 01/09/2010 - 12/03/2009 | NI 45-106 2.3 | $8,343,360.70 | | SLINGSHOT BOND CORPORATION | 2/1/2010 | 01/20/2010 | NI 45-106 2.9 | $25,000.00 | | SPRUCEGROVE GLOBAL POOLED FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,940,000.00 | | SPRUCEGROVE SPECIAL INTERNATIONAL POOLED FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $5,000,000.00 | | STORMHOLD ENERGY LTD. | 2/1/2010 | 01/18/2010 | NI 45-106 2.3 | $25,000.00 | | VERTEX ONE ASSET MANAGEMENT INC. | 2/1/2010 | 12/31/2009 | NI 45-106 2.3 | $293,430.00 | | WALTON AZ VERONA INVESTMENT CORPORATION | 2/1/2010 | 01/22/2010 | NI 45-106 2.9 | $108,170.00 | | WALTON AZ VERONA LIMITED PARTNERSHIP | 2/1/2010 | 01/22/2010 | NI 45-106 2.3 | $58,705.49 | | WALTON TX AUSTIN LAND INVESTMENT CORPORATION | 2/1/2010 | 01/22/2010 | NI 45-106 2.9 | $368,110.00 | | WALTON TX AUSTIN LAND LIMITED PARTNERSHIP | 2/1/2010 | 01/22/2010 | NI 45-106 2.9 | $852,382.44 | | 1166 EQUITIES INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $147,757.00 | | 1453 CORNWALL ROAD EQUITIES INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $90,000.00 | | 15 MARMAC DRIVE INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,000,000.00 | | 251 - 255 ATWELL DRIVE INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $500,000.00 | | ACWI EX-U.S. SUPERFUND B | 2/1/2010 | 01/01/2010 - 12/31/2009 | NI 45-106 2.3 | $24,495.17 | | ALPHA TILTS FUND B | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $153,973,206.50 | | BLACKROCK ACTIVE CANADIAN EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $60,414,420.56 | | BLACKROCK CDN US ALPHA TILTS HEDGED NON-TAXABLE FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,492,044.00 | | BLACKROCK CDN US ALPHA TILTS NON-TAXABLE FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $7,950,000.00 | | BLACKROCK CDN US EQUITY INDEX HEDGED NON-TAXABLE FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $12,512,717.00 | | BMO GUARDIAN CANADIAN BOND FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $958,853.12 | | BROADWAY EQUITIES INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $2,116,127.00 | | CARREFOUR LACHENAIE | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $157,178.00 | | EXPLORER DRIVE EQUITIES INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $6,038,231.51 | | GATEWAY REAL ESTATE EQUITIES INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,006,608.00 | | GPM MANAGED INVESTMENTS INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $6,373,080.00 | | GREYSTONE BALANCED FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $6,920,290.80 | | GREYSTONE CANADIAN EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $13,677,957.59 | | GREYSTONE CANADIAN EQUITY INCOME & GROWTH FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $7,667,600.00 | | GREYSTONE CANADIAN FIXED INCOME FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $7,162,388.73 | | GREYSTONE EAFE PLUS FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $951,118.12 | | GREYSTONE LONG BOND FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,923,127.65 | | GREYSTONE MONEY MARKET FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $27,325,036.93 | | GREYSTONE MORTGAGE FUND | 2/1/2010 | 01/01/2010 - 12/31/2009 | NI 45-106 2.3 | $20,620,700.00 | | GREYSTONE REAL ESTATE FUND INC. | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $21,271,000.00 | | GREYSTONE U.S. EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,073,532.81 | | GREYSTONE U.S. INCOME & GROWTH FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $32,500.00 | | GUARDIAN CANADIAN MAPLE EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $609,235.15 | | GUARDIAN CANADIAN PLUS EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,846,685.38 | | GUARDIAN GLOBAL EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,031.69 | | GUARDIAN HIGH YIELD BOND FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,623,040.07 | | GUARDIAN INTERNATIONAL 130/30 EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $175,000.00 | | GUARDIAN INTERNATIONAL EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $1,041,325.56 | | GUARDIAN U.S. EQUITY FUND | 2/1/2010 | 01/01/2009 - 12/31/2009 | NI 45-106 2.3 | $207,774.04 |
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