Exemption Orders
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Exemption Orders 

The Commission may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta's securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

To view an exemption order, click on the PDF icon () below.

4532243-v1-Riva_Gold_Corporation_s__153_ONDECDOC.pdfRiva Gold CorporationCoordinated Review Decision5/21/2013s. 153
4494580-v4-CNOOC_Limited_NI_51-101_AB_DECDOC.pdfCNOOC LimitedDual Decision5/16/2013NI 51-101
4507415-v5-Global_Dividend_Growers_Income_Fund_s__144_AB_DECDOC.pdfGlobal Dividend Growers Income FundCoordinated Review Decision5/14/2013s. 110; s. 144
4494579-v4-CNOOC_Limited_s__145_ORDER.pdfCNOOC LimitedASC Order5/10/2013s. 145
4523013-v2-Primaris_Retail_Real_Estate_Investment_Trust_s__153_ON_DECDOC.pdfPrimaris Retail Real Estate Investment TrustCoordinated Review Decision5/10/2013s. 153
BRF SA.pdfBRF S.A.ASC Order5/9/2013s.92(3)
4509541-v3-Virtual_Universe_Corporation_s__153_AB_ORDER.pdfVirtual Universe CorporationASC Order5/8/2013s. 153
4467825-v9-Kelt_Exploration_Ltd__NI_51-102_AB_DECDOC.pdfKelt Exploration Ltd.Dual Decision5/7/2013NI 51-102
4516064-v2-Wescast_Industries_Inc__s__153_ON_DECDOC.pdfWescast Industries Inc.Coordinated Review Decision5/1/2013s. 153
4515762-v1-Ratel_Group_Limited.pdfRatel Group LimitedCoordinated Review Decision4/30/2013s. 153
4516010-v1-Lorex_Technology_Inc__s__153_ON_DECDOC.pdfLorex Technology Inc.Coordinated Review Decision4/30/2013s. 153
4493011-v1-Granville_Pacific_Capital_Corp__s_153_BC_ORDER.pdfGranville Pacific Capital Corp.ASC Order4/29/2013s. 153
4501508-v1-Orko_Silver_Corp__s__153_ORDER.pdfOrko Silver Corp.ASC Order4/29/2013s. 153
4507075-v1-Sheltered_Oak_Resources_Corp__s__153_ON_DECDOC.pdfSheltered Oak Resources Corp.Coordinated Review Decision4/29/2013s. 153
4507471-v1-Sundance_Minerals_Ltd__s__153_BC_DECDOC.pdfSundance Minerals Ltd.Coordinated Review Decision4/29/2013s. 153
4446704-v12-Mainroad_Investment_Trust_s__144_AB_DECDOC.pdfMainroad Investment TrustPassport Decision4/26/2013s. 110, s. 144
4420164-v6-Nexen_Inc__s__153_AB_DECDOC.pdfNexen Inc.Coordinated Review Decision4/24/2013s. 153
BBT Corporation.pdfBB&T CorporationASC Order4/24/2013s.92(3)
4461973-v5-Cantronic_Systems_Inc__s__153_AB_DECDOC.pdfCantronic Systems Inc.Coordinated Review Decision4/23/2013s. 153
4502081-v2-Taggart_Capital_Corp__s_153_ON_DECDOC.pdfTaggart Capital Corp.Coordinated Review Decision4/23/2013s. 153
4515595-v1-Peer_1_Network_Enterprises__Inc__s__153_BC_DECDOC.pdfPeer 1 Network Enterprises Inc.Coordinated Review Decision4/15/2013s. 153
4454755-v8-Pipeworx_Ltd__MI_62-104_AB_DECISION.pdfPipeworx Ltd.Dual Decision4/8/2013MI 62-104
4486774-v1-Terrex_Energy_Inc__s_153_AB_ORDER.pdfTerrex Energy Inc.ASC Order4/8/2013s.153
4488581-v1-Talison_Lithium_Limited_s__153_ON_DECDOC.pdfTalison Lithium LimitedCoordinated Review Decision4/8/2013s.153
4493965-v1-SMTC_Manufacturing_Corporation_of_Canada_s__153_ON_DECDOC.pdfSMTC Manufacturing Corporation of CanadaCoordinated Review Decision4/8/2013s. 153
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