The ASC reviews prospectuses of companies wishing to raise capital in Alberta and, once the final prospectus has been accepted, issues a receipt indicating the company has filed all the appropriate information and is able to distribute securities to the Alberta marketplace.
Senior issuers can sometimes file a short-form prospectus. To remain eligible to file a short-form prospectus, these companies must file a renewal Annual Information Form (AIF) along with other continuous disclosure documents, to ensure there is current information in the marketplace for investors.
Collection of preliminary and final receipts and Notices of Acceptance of AIFs issued since June 2000:
| SAXON BALANCED FUND,SAXON BOND FUND,SAXON GLOBAL SMALL CAP FUND,SAXON HIGH INCOME FUND,SAXON INTERNATIONAL EQUITY FUND,SAXON MICROCAP FUND,SAXON MONEY MARKET FUND,SAXON SMALL CAP,SAXON STOCK FUND,SAXON U.S. SMALL CAP FUND | 8/22/2008 | Amendments to Final Receipts | | MARCH RESOURCES CORP. | 8/22/2008 | Withdrawals | | BIOMATERA INC. | 8/21/2008 | Preliminary Receipts | | CHALLENGER ENERGY CORP. | 8/21/2008 | Preliminary Receipts | | DOORWAY CAPITAL CORP. | 8/21/2008 | Final Receipts | | ADVANCED FOLIO FUND,AGGRESSIVE FOLIO FUND,BALANCED FOLIO FUND,CONSERVATIVE FOLIO FUND,GWLIM CANADIAN GROWTH FUND,GWLIM CORPORATE BOND FUND,GWLIM NORTH AMERICAN MID CAP FUND,LONDON CAPITAL CANADIAN BOND FUND | 8/21/2008 | Amendments to Final Receipts | | CANELSON DRILLING INC. | 8/20/2008 | Preliminary Receipts | | COLONNADE CAPITAL CORP. | 8/19/2008 | Final Receipts | | CHAVA RESOURCES LTD. | 8/19/2008 | Final Receipts | | NEW FLYER INDUSTRIES INC. | 8/15/2008 | Preliminary Receipts | | NEW FLYER INDUSTRIES CANADA ULC | 8/15/2008 | Preliminary Receipts | | 71 CAPITAL CORP. | 8/15/2008 | Amendments to Preliminary Receipts | | NEW FLYER INDUSTRIES INC. | 8/15/2008 | Preliminary Receipts | | NEW FLYER INDUSTRIES CANADA ULC | 8/15/2008 | Preliminary Receipts | | 71 CAPITAL CORP. | 8/15/2008 | Amendments to Preliminary Receipts | | AMICUS CAPITAL CORP. | 8/14/2008 | Preliminary Receipts | | HERITAGE PLANS | 8/14/2008 | Final Receipts | | IMPRESSION PLAN | 8/14/2008 | Final Receipts | | VAALDIAM RESOURCES LTD. | 8/14/2008 | Final Receipts | | EPSILON ENERGY LTD. | 8/14/2008 | Final Receipts | | HARMONY AMERICAS SMALL CAP EQUITY POOL,HARMONY BALANCED AND INCOME PORTFOLIO,HARMONY BALANCED GROWTH PORTFOLIO,HARMONY BALANCED PORTFOLIO,HARMONY CANADIAN EQUITY POOL,HARMONY CANADIAN FIXED INCOME POOL,HARMONY CONSERVATIVE PORTFOLIO | 8/14/2008 | Amendments to Final Receipts | | AMICUS CAPITAL CORP. | 8/14/2008 | Preliminary Receipts | | HERITAGE PLANS | 8/14/2008 | Final Receipts | | IMPRESSION PLAN | 8/14/2008 | Final Receipts | | VAALDIAM RESOURCES LTD. | 8/14/2008 | Final Receipts | | WESTPORT INNOVATIONS INC | 8/14/2008 | Final Receipts | | EPSILON ENERGY LTD. | 8/14/2008 | Final Receipts | | HARMONY AMERICAS SMALL CAP EQUITY POOL,HARMONY BALANCED AND INCOME PORTFOLIO,HARMONY BALANCED GROWTH PORTFOLIO,HARMONY BALANCED PORTFOLIO,HARMONY CANADIAN EQUITY POOL,HARMONY CANADIAN FIXED INCOME POOL,HARMONY CONSERVATIVE PORTFOLIO | 8/14/2008 | Amendments to Final Receipts | | ARGONAUT CAPITAL LTD. | 8/13/2008 | Preliminary Receipts | | GOLDENFRANK RESOURCES INC. | 8/13/2008 | Final Receipts | | ARGONAUT CAPITAL LTD. | 8/13/2008 | Preliminary Receipts | | GOLDENFRANK RESOURCES INC. | 8/13/2008 | Final Receipts | | PROMETIC LIFE SCIENCES INC. | 8/12/2008 | Preliminary Receipts | | SLATER MINING CORPORATION | 8/12/2008 | Final Receipts | | PROMETIC LIFE SCIENCES INC. | 8/12/2008 | Preliminary Receipts | | SLATER MINING CORPORATION | 8/12/2008 | Final Receipts | | 71 CAPITAL CORP. | 8/8/2008 | Preliminary Receipts | | SOUTHEAST ASIA MINING CORP. | 8/8/2008 | Preliminary Receipts | | COPERNICAN WORLD FINANCIAL INFRASTRUCTURE TRUST | 8/8/2008 | Preliminary Receipts | | RBC INVESTMENTS FOCUS LIST TRUST | 8/8/2008 | Preliminary Receipts | | GAZ METRO INC. | 8/7/2008 | Preliminary Receipts | | DYNAMIC POWER BALANCED CLASS | 8/7/2008 | Preliminary Receipts | | PCI-1 CAPITAL CORP. | 8/6/2008 | Preliminary Receipts | | PACIFIC RUBIALES ENERGY CORP. | 8/6/2008 | Preliminary Receipts | | EPSILON ENERGY LTD. | 8/6/2008 | Preliminary Receipts | | MACKENZIE BALANCED FUND,MACKENZIE CUNDILL AMERICAN CLASS,MACKENZIE CUNDILL CANADIAN BALANCED FUND,MACKENZIE CUNDILL CANADIAN SECURITY CLASS,MACKENZIE CUNDILL CANADIAN SECURITY FUND,MACKENZIE CUNDILL EMERGING MARKETS VALUE CLASS | 8/6/2008 | Amendments to Final Receipts | | PRO-TRANS VENTURES INC. | 8/5/2008 | Preliminary Receipts | | WESTPORT INNOVATIONS INC | 8/5/2008 | Amendments to Preliminary Receipts | | G.T.M. CAPITAL CORPORATION | 8/5/2008 | Final Receipts | | CHINA ZIRCONIUM LIMITED | 8/5/2008 | Final Receipts |
|
| Edit in Browser | /_layouts/images/icxddoc.gif | /Companies/_layouts/formserver.aspx?XsnLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | FileType | xsn | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /Companies/_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /Companies/_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document.2 | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /Companies/_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document.3 | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /Companies/_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document.4 | 255 | | View in Web Browser | /_layouts/images/ichtmxls.gif | /Companies/_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&DefaultItemOpen=1 | 0x0 | 0x1 | FileType | xlsx | 255 | | View in Web Browser | /_layouts/images/ichtmxls.gif | /Companies/_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&DefaultItemOpen=1 | 0x0 | 0x1 | FileType | xlsb | 255 | | Snapshot in Excel | /_layouts/images/ewr134.gif | /Companies/_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&Snapshot=1 | 0x0 | 0x1 | FileType | xlsx | 256 | | Snapshot in Excel | /_layouts/images/ewr134.gif | /Companies/_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&Snapshot=1 | 0x0 | 0x1 | FileType | xlsb | 256 |
|
|