Reporting Issuer List
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Reporting Issuer List 

The ASC maintains a Reporting Issuer list that identifies:

  • reporting issuers in Alberta;
  • Alberta reporting issuers that have been noted in default of certain requirements of Alberta securities laws; and
  • Alberta reporting issuers whose securities are the subject of a general cease trade order by the ASC.

The ASC compiles this list at the close of business each business day. The ASC then posts the list on the website by 11:00 am Mountain Time the following business day. To review further details of the Reporting Issuer list and default codes, please see ASC Policy 51-601 and default codes.

Additional information may be obtained by:

  • reviewing the filings made by the reporting issuer on SEDAR;
  • contacting the reporting issuer directly;
  • reviewing the Commission website; or
  • reviewing the national cease trade order database located on the CSA website.

Every effort is made to ensure the accuracy of information included in the reporting issuer's list; however, the accuracy of the list cannot be guaranteed. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. If appropriate, the list will be revised as necessary.

Please note: any list on this website with a date prior to September 11, 2006 represents a previously used weekly Defaulting Reporting Issuer list, which only lists reporting issuers the ASC identified as being in default of s. 141 of the Securities Act.

To view the a reporting issuer list, please click on the PDF icon () below.
Reporting issuers list as of February 2, 2012.pdfReporting issuers list as of February 2, 2012
Reporting issuers list as of February 1, 2012.pdfReporting issuers list as of February 1, 2012
Reporting issuers list as of January 31, 2012.pdfReporting issuers list as of January 31, 2012
Reporting issuers list as of January 30, 2012.pdfReporting issuers list as of January 30, 2012
Reporting issuers list as of January 27, 2012.pdfReporting issuers list as of January 27, 2012
Reporting issuers list as of January 26, 2012.pdfReporting issuers list as of January 26, 2012
Reporting issuers list as of January 25, 2012.pdfReporting issuers list as of January 25, 2012
Reporting issuers list as of January 24, 2012.pdfReporting issuers list as of January 24, 2012
Reporting issuers list as of January 23, 2012.pdfReporting issuers list as of January 23, 2012
Reporting issuers list as of January 20, 2012.pdfReporting issuers list as of January 20, 2012
Reporting issuers list as of January 19, 2012.pdfReporting issuers list as of January 19, 2012
Reporting issuers list as of January 18, 2012.pdfReporting issuers list as of January 18, 2012
Reporting issuers list as of January 17, 2012.pdfReporting issuers list as of January 17, 2012
Reporting issuers list as of January 16, 2012.pdfReporting issuers list as of January 16, 2012
Reporting issuers list as of January 13, 2012.pdfReporting issuers list as of January 13, 2012
Reporting issuers list as of January 12, 2012.pdfReporting issuers list as of January 12, 2012
Reporting issuers list as of January 11, 2012.pdfReporting issuers list as of January 11, 2012
Reporting issuers list as of January 10, 2012.pdfReporting issuers list as of January 10, 2012
Reporting issuers list as of January 9, 2012.pdfReporting issuers list as of January 9, 2012
Reporting issuers list as of January 6, 2012.pdfReporting issuers list as of January 6, 2012
Reporting issuers list as of January 5, 2012.pdfReporting issuers list as of January 5, 2012
Reporting issuers list as of January 4, 2012.pdfReporting issuers list as of January 4, 2012
Reporting issuers list as of January 3, 2012.pdfReporting issuers list as of January 3, 2012
Reporting issuers list as of January 2, 2012.pdfReporting issuers list as of January 2, 2012
Reporting issuers list as of December 29, 2011.pdfReporting issuers list as of December 29, 2011
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