Decisions and Orders
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Decisions and Orders 

Under Enforcement – Decisions and Orders, you will find material relating to ASC Staff allegations of breaches of Alberta securities laws, including final decisions and orders where breaches are proved.

You can also find certain decisions and orders by viewing:

To find information about a person's or company's enforcement history in Alberta and in other Canadian provinces and territories, search these resources:

* Please note that the information provided by these resources may not be comprehensive.

Note:  We have been reorganizing the categories of Decisions and Orders documents on our website. 

Some documents formerly found under “Enforcement – Decisions and Orders” have been moved to “For Companies – Decisions and Orders” or to “For Dealers & Advisers – Decisions and Orders”. 

You may want to conduct your search in more than one section.  Thank you for your patience as we complete this transition.  

Document NameFilter
20110203 Probe Resources Ltd.REV.pdf
Probe Resources Ltd.
2/3/2012Revocation/Expiry
20120203 InNexus Biotechnology Inc.pdf
InNexus Biotechnology Inc.
2/3/2012Cease Trade Order
RUSSELL Matthew DEC 20120202 4096383v1.pdf
RUSSELL, Matthew
2/2/2012ASC Decision
20120201 Sidon International Resources Corporation.pdf
Sidon International Resources Corporation
2/1/2012Cease Trade Order
20120124 ClearFrame Solutions Corps.REV.pdf
ClearFrame Solutions Corp.
1/24/2012Revocation/Expiry
20120124 Prestige Telecom Inc.pdf
Prestige Telecom Inc.
1/24/2012Cease Trade Order
ASPEN SPRINGS CAPITAL GROUP INC ORDER 20120118 4084558v1.pdf
Aspen Springs Capital Group Inc.
Sundre Development Ltd. (aka Aspen Springs Lake Resort)
SANDER, William Joseph
1/18/2012Interim Cease Trade Order
20120117 BRIXTON ENERGY CORPORATION.REV.pdf
BRIXTON ENERGY CORPORATION
1/17/2012Revocation/Expiry
20120113 Cambrian Strathcona Trust.CTO.pdf
Cambrian Strathcona Trust
1/13/2012Cease Trade Order
ASPEN SPRINGS CAPITAL GROUP INC NOH 20120112 4079431v1.pdf
Aspen Springs Capital Group Inc.
Sundre Development Ltd. (aka Aspen Springs Lake Resort)
SANDER, William Joseph
1/12/2012Notice of Hearing
20120111 Aztech Innovations Inc.CTO.pdf
Aztech Innovations Inc.
1/11/2012Cease Trade Order
20120111 PowerNova Technologies Corporation.pdf
PowerNova Technologies Corporation
1/11/2012Cease Trade Order
DOUGLAS James Roger RULING 20120110 4078757v1.pdf
DOUGLAS, James Roger
HOLTBY, John Herbert
BRATVOLD, Jeffrey Scott
TANNER, Neil Donald
BURDEYNEY, Kenneth Michael
JASCHKE, Eric John
WALTON, Gayle Marie
LANDSIEDEL, Ken
KOWALCHUK, Randall George
HOLTBY, Dale Francis
SHEPERT, John Jacob
1/10/2012Oral Ruling
AURORA Varun Vinny DEC 20120109 4078323v1.pdf
AURORA, Varun Vinny
HUMENIUK, David
JONES, David
DE PALMA, Vincenzo
1/9/2012ASC Decision
20120106 Infinite Resources Inc.CTO.pdf
Infinite Resources Inc.
1/6/2012Cease Trade Order
Reef Resources Ltd.pdf
Reef Resources Ltd
1/5/2012Revocation/Expiry
20120104 SolutionInc Technologies Limited.pdf
SolutionInc Technologies Limited
1/4/2012Cease Trade Order
20111228 Intensity Company Inc.Rev.pdf
Intensity Company Inc.
12/28/2011Revocation/Expiry
20111222 Foundation Group Capital Trust.CTO.pdf
 Foundation Group Capital Trust
12/21/2011Cease Trade Order
DOUGLAS James RULING 20111220 4067840v1.pdf
DOUGLAS, James (Jim)
12/20/2011Ruling
OCI Q CORP ORDER 20111220 4067178v1.pdf
OCI Q Corp.
STEVENSON, Rand Tyler
DERRICOTT, Brent Ray
12/20/2011Interim Cease Trade Order
20111220 Excel Gold Mining Inc.CTO.pdf
Excel Gold Mining Inc.
12/20/2011Cease Trade Order
Colby Cooper Inc. ED DEC 2011 12 17 4062595 v1.pdf
Colby Cooper Inc.
12/17/2011ASC Decision
DELAET Victor George NOH 20111216 ORIGINAL DOCUMENT.pdf
DeLAET, Victor George
GITZEL, Stanley Kenneth
12/16/2011Notice of Hearing
20111215 Healthscreen Solutions Incorporated.CTO.pdf
Healthscreen Solutions Incorporated
12/15/2011Cease Trade Order
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