The Commission is in the process of reorganizing the categories of documents on the website. Some documents currently found under “Enforcement – Decisions and Orders” will be moved to either this page or "For Companies - Decisions and Orders". We will complete the transition as soon as possible.
Under For Dealers and Advisers – Decisions and Orders, you will find:
- orders granting exemptions to particular applicants from specified requirements of securities laws;
- orders granting approval or recognition to various types of exchanges or self-regulatory organizations; and
- other decisions or orders relating to exchanges, self-regulatory organizations, registrants or those seeking registration.
During the transition period, you will also find under Enforcement – Decisions and Orders certain decisions and orders that will ultimately be on this page.
You can also find certain decisions and orders relating to specific types of breaches under For Companies – Decisions and Orders (these relate to certain deficiencies in filing continuous disclosure and to other matters including exemption orders and take-over bids).
In addition you can consult, without cost, CanLII for decisions and orders issued by the ASC and its counterparts in other Canadian provinces and territories.