News Releases
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News Releases 

News releases are archived from 1999.

Contact ASC Media Relations:
(403) 297-2664
media@seccom.ab.ca

1/5/2009ASC Bans B.C.-based Adcapital Industries
1/2/2009ASC Seeks Orders Against Michael James Savage
12/23/2008ASC Settles With Concrete Equities Executive Club Inc.
12/22/2008ASC Orders Workum and Hennig to pay $1.5 Million
12/19/2008Canadian Securities Regulators Seek Comments on Revised Corporate Governance and Audit Committee Regimes
12/19/2008Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions
12/19/2008ASC Settles With Calgary Oil Executive
12/18/2008Canadian Securities Regulators Propose Changes to Insider Reporting Regime
12/8/2008ASC Seeks Trading Bans and Other Sanctions Against Essen Capital Inc. and Kevin Loman
12/2/2008ASC Alleges Illegal Sales of Malsbury Investment Corporation Securities
12/2/2008ASC Seeks Bans and Sanctions Against Sunningdale Group Inc., Spaetgens and Murray
11/28/2008Canadian Securities Regulators Announce Extension of Comment Period on ABCP Consultation Paper
11/26/2008ASC Seeks Sanctions Against CV Technologies’ VP of Communications
11/10/2008ASC Bans B.C. Investment Promoters
11/6/2008ASC Permanently Bans Edmonton Businessman and Companies
11/5/2008ASC Settles Insider Trading Complaint Against CV Technologies Lab Manager
11/4/2008ASC Seeking Trading Ban Against International Fiduciary Corp SA, its CEO and Two B.C. Residents
11/4/2008ASC Bans Trading in Ontario-based Shallow Oil & Gas Inc.
10/27/2008ASC Seeking Trading Ban Against Momentas Corporation and Directors
10/24/2008Proposed new disclosure regime will provide more meaningful fund information to Canadian investors
10/23/2008ASC Sanctions Lethbridge Businessman for Illegal Sale of Gusher Oil and Gas Securities
10/22/2008ASC Bans Ontario-Based Goldpoint Resources Corporation and Lino Novielli
10/17/2008Canadian Securities Regulators Seek Input on Proposed Trade-through Protection Rule
10/15/2008ASC Bans Alberta registrants Adrian Samuel Leemhuis and ASL Direct Inc.
10/9/2008ASC Seeks Trading Ban Against B.C. Investment Promoters
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