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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Oct 31

ASC seeks sanctions against Deborah Burns McKenzie and Christopher John McKenzie

​The Alberta Securities Commission (ASC) will convene a hearing at 9:30 a.m. on Wednesday, November 19, 2014 to consider whether it is in the public interest to order sanctions against Deborah and John McKenzie. The hearing will take place in the ASC Hearing Room, 5th Floor, 250 – 5th Street SW, Calgary, Alberta. A copy of the Notice of Hearing has been posted to the ASC website at The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors.  As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.  - 30 - For further information please contact: Read more

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Don't get tricked this Halloween. Check before you invest!

We’ve launched a new education campaign in conjunction with Investor Education Month (October)! Find out where you might see the ASC as Halloween approaches, what we’re doing to help investors protect themselves, and what you can do to make sure you’re not a victim of investment fraud.

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Learn the basics of investing

Need help with understanding different types of investments or how to find a financial adviser? It’s never too late to get some useful tips and information.

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High Yield Investment Program (HYIP)

An investment that promises high rates of return but is a scam. It is a type of Ponzi scheme where returns are paid with money invested by new investors.

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