Skip Ribbon Commands
Skip to main content
Navigate Up
Sign In
Check registration (?)

The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).


Learn the basics of investing

Mar 19

ASC extends Interim Cease Trade Order against Nicholas John Felgate

CALGARY – March 19, 2018 – The Alberta Securities Commission (ASC) has extended the Interim Cease Trade Order that was issued March 2, 2018 against Nicholas John Felgate. The Extending Order prohibits Felgate from trading in all securities and from using any exemptions contained in Alberta securities laws. The Extending Order is in effect until July 31, 2018. A copy of the Extending Interim Cease Trade Order can be found on the ASC website at The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets. - 30 - For further information please contact:​​​​ Read more

Calendar of events 

Investor rights: A primer

March 15 is World Consumer Rights Day, celebrated since 1983 to raise global awareness about consumer rights and needs. At the ASC, we’re seizing the opportunity to remind investors of their rights.

Read Blog

​​​​​​​​​​​​​​​ ​​​​​​​​​​​​​​​​​

Investing 101 Course

If you are an investor or are thinking about investing, this plain-language, non-promotional course provides you with an overview of investing. Gain basic knowledge to make a well-informed decision when you are presented with an investment opportunity.

Let's get started​​​​​

Family, Friends and​​ Business Associates (FFBA) Review

We are conducting a review of the FFBA prospectus exemption. The intent of this review is to help the ASC better understand the use of the exemption. We have selected a random sample of investors who will receive our questionnaire shortly.

More information​​​​​