Print this page Reduce text size Increase text size
Search: Go Search
Power Search
ASC

Alberta Securities Commission

Home » Securities Law & Policy » Instruments & Policies

Instruments & Policies 

The ASC uses a number of regulatory instruments to administer the requirements of Alberta's securities laws. Most regulatory instruments are numbered according to the CSA numbering system.

The Regulatory Instrument Table below includes all regulatory instruments created by the ASC including the ASC Rules (General). It does not include Miscellaneous Notices.


1 Procedure and Related Matters [11-101 - 15-502]
2 Certain Capital Market Participants [21-101 - 24-501]
3 Registration Requirements and Related Matters [31-101 - 35-101]
4 Distribution Requirements [41-101 - 47-302]
5 Ongoing Requirements for Issuers and Insiders [51-101 - 58-305]
6 Takeover Bids and Special Transactions [61-301 - 62-701]
7 Securities Transactions Outside the Jurisdiction [71-101 - 72-501]
8 Mutual Fund [81-101 - 81-503]
9 Derivatives [91-401 - 91-703]
Alberta Securities Commission Rules (General) and Forms
ASC Policy Statements [Old Number System]
National Policy Statements [Old Number System]
Uniform Act Policy
ASC Notices [Old Number System]

View Archives.

  • Securities Law & Policy
    • Act & Regulation
    • Instruments & Policies
    • Blanket Orders
    • Miscellaneous Notices
    • Authorizations & MOUs
    • Requests for Comment
    • What's New
  • For Companies
    • Changeover to IFRS
    • Securities Distributions & AIFs
    • Exempt Financing
    • Ongoing Requirements
    • Exemption Orders
    • Fees & Filing Deadlines
    • Oil & Gas
    • Insider Reports
    • SEDAR
    • How Do I?
    • Decisions and Orders
  • For Dealers, Advisers & Investment Fund Managers
    • Guide to Filing an Application
    • Registration and Forms
    • Confirm Registration
    • Self-Regulatory Organizations and Investor Protection Funds
    • Exchanges, Alternative Trading Systems (ATSs) and Clearing Agencies
    • Decisions and Orders
  • For Investors
    • Getting Started
    • Check First
    • Investor Watch
    • Scam Stoppers
    • Your Investing Questions
    • Courses and Resources
    • How Do I?
    • You ASC'd Blog
    • Glossary
  • Disclosure & Compliance
    • Insider Reports
    • Reporting Issuer List
    • Cease Trade Orders
    • Securities Distributions & AIFs
    • Disclosure Review Programs
    • SEDAR
  • Enforcement
    • Decisions and Orders
    • File A Complaint
    • Participating in a Hearing
  • Status of Proceedings
  • News & Publications
    • Media Room
    • News Releases
    • Publications
    • Events & Presentations
    • Weekly Updates
    • ASC 2012 Corporate Finance Review Sessions
  • About ASC
    • ASC Members & Management
    • Advisory Committees
    • Annual Reports
    • Governance
    • Careers
  • Home
  • Quick Links
    • Fees
    • Issuer's List
    • External Links
    • Registrant Search
    • Registration & Forms
    • Guide to Filing an Application for Registration with the ASC
  • FAQ
  • Site Map
  • Contact Us

© 2007 Alberta Securities Commission. All rights reserved. Disclaimer