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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).
CALGARY – July 12, 2018 – The Alberta Securities Commission (ASC) has extended the Interim Cease Trade Order that was issued March 16, 2018 against Nicholas John Felgate.
The Extending Order prohibits Felgate from trading in all securities and from using any exemptions contained in Alberta securities laws.
The Extending Order is in effect until any proceeding initiated pursuant to the Act, including a trial in respect of an offence, is finally determined or otherwise concluded.
A copy of the Extending Order can be found on the ASC website at albertasecurities.com.
The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
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Albertan investors in the matter of Phoenix Credit Risk Management Consulting Inc. and others may be eligible to submit a claim for compensation.
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