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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
FANDOM SPORTS MEDIA CORP.10/2/2017NI 45-106 2.309/22/2017$25,000.00
LOOP FUNDING INC.9/25/2017NI 45-106 2.9(2.1)09/14/2017 - 09/24/2017$143,725.00
ANTRIM BALANCED MORTGAGE FUND LTD.9/22/2017NI 45-106 2.9(2.1)09/12/2017 - 09/19/2017$65,000.00
AQUALITAS INC.9/22/2017NI 45-106 2.9(2.1)09/15/2017$48,000.00
BEE VECTORING TECHNOLOGIES INTERNATIONAL INC.9/22/2017NI 45-106 2.309/19/2017$50,400.00
CANDENTE COPPER CORP.9/22/2017NI 45-106 2.309/14/2017$45,000.00
CAPLINK FINANCIAL CORPORATION9/22/2017NI 45-106 2.1009/21/2017$738,000.00
CLAROCITY CORPORATION9/22/2017NI 45-106 2.1409/21/2017$0.00
INTEGRATED RISK MANAGEMENT INC.9/22/2017NI 45-106 2.309/14/2017$580,000.00
KV MORTGAGE FUND LTD.9/22/2017NI 45-106 2.309/14/2017$650,000.00
WESTERN URANIUM CORPORATION9/22/2017NI 45-106 2.309/13/2017$6,390.00
WESTSTONE (INNOVATION) LIMITED PARTNERSHIP9/22/2017NI 45-106 2.9(2.1)09/12/2017$50,000.00
AWM BALANCED MORTGAGE INVESTMENT CORPORATION9/21/2017NI 45-106 2.309/12/2017 - 09/15/2017$100,000.00
AWM DIVERSIFIED MORTGAGE INVESTMENT CORPORATION9/21/2017NI 45-106 2.3 , 2.5 , 2.9(2.1)09/12/2017 - 09/15/2017$112,500.00
BALMORAL RESOURCES LTD.9/21/2017NI 45-106 2.309/15/2017$1,349,000.00
BR CAPITAL LIMITED PARTNERSHIP9/21/2017NI 45-106 2.309/14/2017$200,000.00
CAPLINK FINANCIAL CORPORATION9/21/2017NI 45-106 2.3 , 2.1009/15/2017$425,000.00
ENERCAPITA ENERGY L.P.9/21/2017NI 45-106 2.308/29/2017$0.00
EQUITON RESIDENTIAL INCOME FUND TRUST9/21/2017NI 45-106 2.3 , 2.9(2.1)09/11/2017$27,400.00
FIRST PLACE MORTGAGE INVESTMENT CORPORATION9/21/2017NI 45-106 2.309/15/2017$150,000.00
FREIGHTERA LOGISTICS INC.9/21/2017NI 45-106 2.9(1)09/15/2017$9,999.60
LIBERTY INVESTMENTS LTD.9/21/2017NI 45-106 2.309/11/2017$100,000.00
LOTUS VENTURES INC.9/21/2017NI 45-106 [N/A]$5,100.00
LSC LITHIUM CORPORATION9/21/2017NI 45-106 2.309/11/2017$74,800.00
NOBLE MINERAL EXPLORATION INC.9/21/2017NI 45-106 2.309/11/2017$9,000.00
QUADRUM CAPITAL CORP9/21/2017NI 45-106 2.309/12/2017 - 09/21/2017$1,688,200.00
QWEST PRODUCTIVITY MEDIA INCOME TRUST9/21/2017NI 45-106 2.309/14/2017$15,014.49
SWIFT RIVER FARMLAND 2017 TRUST9/21/2017NI 45-106 2.3 , 2.9(1) , 2.9(2.1)09/12/2017$535,400.00
TRIUMPH REAL ESTATE INVESTMENT FUND9/21/2017NI 45-106 2.3 , 2.9(1) , 2.9(2) , 2.9(2.1)09/13/2017$109,225.00
7 PARKDALE LIMITED PARTNERSHIP9/20/2017NI 45-106 2.509/15/2017$25,000.00
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