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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
FURA EMERALDS INC.5/15/2017NI 45-106 2.305/05/2017$5,250.00
POWER METALS CORP.5/15/2017NI 45-106 2.1305/09/2017$156,000.00
360 CAPITAL FINANCIAL SERVICES GROUP INC.5/12/2017NI 45-106 2.305/02/2017$20,000.01
AURORA CANNABIS INC.5/12/2017NI 45-106 2.3 , 2.505/02/2017$4,785,000.00
BR CAPITAL LIMITED PARTNERSHIP5/12/2017NI 45-106 2.305/05/2017$60,000.00
CALVERT HOME MORTGAGE INVESTMENT CORPORATION5/12/2017NI 45-106 2.3 , 2.505/04/2017 - 05/12/2017$4,919,561.45
DYCAR PHARMACEUTICALS LTD.5/12/2017NI 45-106 2.1405/10/2017$28,520.00
INNOVOTECH INC.5/12/2017NI 45-106 2.305/08/2017$0.00
NOVO RESOURCES CORP.5/12/2017NI 45-106 [N/A]05/04/2017$0.00
QUADRUM CAPITAL CORP5/12/2017NI 45-106 2.305/04/2017 - 05/12/2017$2,631,033.00
RED ROCK ENERGY INC.5/12/2017NI 45-106 2.3 , [N/A]05/04/2017$125,000.00
ROYALTY NORTH PARTNERS LTD.5/12/2017NI 45-106 2.305/05/2017$454,070.00
TFS CANADA BOND SERIES, INC.5/12/2017NI 45-106 2.305/08/2017$266,000.00
TIMBERCREEK FOUR QUADRANT GLOBAL REAL ESTATE PARTNERS5/12/2017NI 45-106 2.305/03/2017$106,671.00
VELA RESOURCES CORP.5/12/2017NI 45-106 2.305/02/2017$30,000.00
ZINC ONE RESOURCES INC.5/12/2017NI 45-106 2.3 , 2.505/05/2017$131,200.00
ASJS HOLDINGS INC.5/11/2017NI 45-106 2.1005/02/2017$349,448.00
BEREKET & G HOLDINGS5/11/2017NI 45-106 2.1005/04/2017$1,600,000.00
ESPRESSO INCOME TRUST5/11/2017NI 45-106 2.3 , 2.9(2.1)05/01/2017$45,400.00
GEA TECHNOLOGIES LTD.5/11/2017NI 45-106 2.3 , 2.505/05/2017$80,000.00
GREYSTONE REAL ESTATE LP FUND5/11/2017NI 45-106 2.305/04/2017$278,000.00
LIBERTY ONE LITHIUM CORP.5/11/2017NI 45-106 2.3 , [N/A]05/02/2017 - 05/04/2017$100,800.00
NORTHERN RE INSURANCE COMPANY LTD.5/11/2017NI 45-106 2.304/30/2017$7,501.00
OCEAN CLOUD (JBC)5/11/2017NI 45-106 2.1005/02/2017$0.00
PINNACLE ABSOLUTE RETURN TRUST5/11/2017NI 45-106 2.3 , 2.9(1) , 2.9(2) , 2.9(2.1)04/03/2017$515,858.00
QUEEN MARY PARK PLACE LTD.5/11/2017NI 45-106 2.305/04/2017$100,000.00
RIVAIRO CAPITAL CORPORATION5/11/2017NI 45-106 2.1005/05/2017$4,355,000.00
ROCKSPRING CAPITAL TEXAS REAL ESTATE TRUST III5/11/2017NI 45-106 2.3 , 2.9(2.1)05/03/2017$34,285.00
ROCKSPRING CAPITAL TEXAS REAL ESTATE TRUST III5/11/2017NI 45-106 2.3 , 2.9(1) , 2.9(2) , 2.9(2.1)05/03/2017$354,884.00
SCARBORO 17 LIMITED PARTNERSHIP5/11/2017NI 45-106 2.3 , 2.505/02/2017 - 05/09/2017$350,000.00
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