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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
EURASIAN MINERALS INC.4/20/2017NI 45-106 2.304/12/2017$96,502.00
RESVERLOGIX CORP.4/20/2017NI 45-106 [N/A]$0.00
ABENTEUER RESOURCES CORP.4/19/2017NI 45-106 2.1304/11/2017$37,125.00
COPPER NORTH MINING CORP.4/19/2017NI 45-106 2.304/13/2017$8,000.00
LIBERTY INVESTMENTS LTD.4/19/2017NI 45-106 2.304/11/2017$100,000.00
NORTHERN SPHERE MINING CORP.4/19/2017NI 45-106 2.304/18/2017$25,000.00
QUESTRADE, INC.4/19/2017NI 45-106 2.304/11/2017 - 04/18/2017$440,551.87
CLEAR SKY INCOME PORTFOLIO FUND - SERIES II4/18/2017NI 45-106 2.3 , 2.9(2.1)04/10/2017$176,590.00
KONTROL ENERGY CORP.4/18/2017NI 45-106 2.9(2.1)04/13/2017$14,000.00
MANSON CREEK RESOURCES LTD.4/18/2017NI 45-106 2.3 , 2.504/17/2017$25,000.00
ANGUS MANOR PARK A2A CAPITAL CORP.4/17/2017NI 45-106 2.9(2.1)04/06/2017$10,000.00
BLACKLINE SAFETY CORP.4/17/2017NI 45-106 2.304/12/2017$6,388,500.00
CAPLINK MORTGAGE INVESTORS CORPORATION4/17/2017NI 45-106 2.304/07/2017 - 04/10/2017$210,000.00
CENOVUS ENERGY INC.4/17/2017NI 45-106 2.3 , [N/A]04/07/2017$0.00
RA MUSCLE-POWER LTD.4/17/2017NI 45-106 2.3 , 2.502/08/2017$110,000.00
TEMPERANCE CAPITAL INCOME TRUST4/17/2017NI 45-106 2.3 , 2.9(2.1)04/06/2017$475,847.58
TIMBERCREEK FOUR QUADRANT GLOBAL REAL ESTATE PARTNERS4/17/2017NI 45-106 2.304/03/2017$106,319.81
1986060 ALBERTA LTD.4/13/2017NI 45-106 2.304/05/2017$57,000.00
1998176 ALBERTA LTD.4/13/2017NI 45-106 2.304/06/2017$87,141.00
AP CAPITAL MORTGAGE INVESTMENT CORPORATION4/13/2017NI 45-106 2.3 , 2.9(2.1)04/05/2017$42,000.00
AP CAPITAL REIT4/13/2017NI 45-106 2.3 , 2.9(2.1)04/05/2017$28,876.06
ARTISTIQUE HOMES LTD.4/13/2017NI 45-106 2.304/04/2017$33,515.00
AWM BALANCED MORTGAGE INVESTMENT CORPORATION4/13/2017NI 45-106 2.304/05/2017$30,000.00
AWM DIVERSIFIED MORTGAGE INVESTMENT CORPORATION4/13/2017NI 45-106 2.9(1) , 2.9(2.1)04/05/2017$160,654.76
BHUPENDAR WRAICH AND KARAMJEET WRAICH4/13/2017NI 45-106 2.1004/07/2017$249,045.00
BTL GROUP LTD.4/13/2017NI 45-106 2.304/06/2017$59,400.00
CEDAR PEAKS MANAGEMENT CORP.4/13/2017NI 45-106 2.3 , 2.504/06/2017 - 04/12/2017$547,000.00
CLEAN COMMODITIES CORP.4/13/2017NI 45-106 2.304/11/2017$45,000.00
CRYSTAL CREEK HOMES INC.4/13/2017NI 45-106 2.304/04/2017$110,000.00
DRAKKAR ENERGY LTD.4/13/2017NI 45-106 2.304/03/2017$85,000.00
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