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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
KV MORTGAGE FUND LTD.10/20/2017NI 45-106 2.3 , 2.9(2.1)10/11/2017$102,600.00
2006411 ALBERTA LTD.10/19/2017NI 45-106 2.1010/12/2017$150,000.00
3 PROTON LITHIUM INC.10/19/2017NI 45-106 2.3 , 2.510/11/2017$64,950.00
7 OCEANS HOMES LTD.10/19/2017NI 45-106 2.310/12/2017$137,230.68
CANNATEST PHOTONICS LTD.10/19/2017NI 45-106 2.310/09/2017$122,850.00
DENTAL CORPORATION OF CANADA HOLDINGS INC.10/19/2017NI 45-106 2.310/16/2017$99,996.89
FREIGHTERA LOGISTICS INC.10/19/2017NI 45-106 2.310/13/2017$25,000.00
IMAGIN MEDICAL INC.10/19/2017NI 45-106 2.310/16/2017$25,000.00
LENTUS CAPITAL TRUST10/19/2017NI 45-106 2.3 , 2.510/11/2017$1,932,000.00
LIBERTY INVESTMENTS LTD.10/19/2017NI 45-106 2.310/13/2017$315,000.00
OCEAN CLOUD LTD.10/19/2017NI 45-106 2.1010/11/2017$950,000.00
OK2 MINERALS LTD.10/19/2017NI 45-106 2.310/11/2017$200,000.00
ROADMAP PERASO LP II10/19/2017NI 45-106 2.1010/10/2017$556,875.00
SOREN HOMES LTD10/19/2017NI 45-106 2.310/12/2017$47,966.54
SWISH DEVELOPMENTS INC.10/19/2017NI 45-106 2.310/06/2017$147,133.20
WESTFORD PROPERTIES LTD.10/19/2017NI 45-106 2.510/12/2017$47,500.00
WESTVIEW BUILDERS (ALBERTA) INC.10/19/2017NI 45-106 2.310/03/2017$15,244.61
2052227 ALBERTA LTD.10/18/2017NI 45-106 2.310/13/2017$19,500.00
ALTA WEST MORTGAGE CAPITAL CORPORATION10/18/2017NI 45-106 2.310/11/2017 - 10/13/2017$3,117,500.00
BETTER WORKPLACE INC.10/18/2017NI 45-106 2.310/13/2017$40,000.00
CEDAR PEAKS MANAGEMENT CORP.10/18/2017NI 45-106 2.310/13/2017$300,000.00
HUMN PHARMACEUTICALS INC.10/18/2017NI 45-106 2.3 , 2.510/12/2017$30,000.00
QUESTRADE, INC.10/18/2017NI 45-106 2.310/10/2017 - 10/17/2017$154,446.13
RYAN MORTGAGE INCOME FUND INC.10/18/2017NI 45-106 2.9(2.1)11/01/2016 - 11/08/2016$52,022.00
SWIFT RIVER FARMLAND 2017 TRUST10/18/2017NI 45-106 2.3 , 2.9(2.1)10/12/2017$130,000.00
URBAN EDGE HOMES LTD.10/18/2017NI 45-106 2.3 , 2.1009/18/2017$387,500.00
CIELO WASTE SOLUTIONS CORP.10/17/2017NI 45-106 2.1410/06/2017$19,539.96
GOVERMEDIA PLUS CANADA CORP.10/17/2017NI 45-106 2.310/11/2017$6,000.00
HARBOUR EQUITY JV II LIMITED PARNERSHIP10/17/2017NI 45-106 2.304/18/2017$75,000.00
JOURNEY ENERGY INC.10/17/2017NI 45-106 2.310/11/2017$2,244,000.00
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