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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
INVICO DIVERSIFIED INCOME FUND7/17/2017NI 45-106 2.3 , 2.9(1) , 2.9(2) , 2.9(2.1)07/07/2017$429,290.00
ASTON BAY HOLDINGS LTD.7/13/2017NI 45-106 2.3 , 2.507/07/2017$135,759.00
AVRUPA MINERALS LTD.7/13/2017NI 45-106 2.307/12/2017$97,000.00
ELITE REAL ESTATE HOLDINGS LTD.7/13/2017NI 45-106 2.1007/04/2017$600,000.00
GREYSTONE REAL ESTATE FUND INC.7/13/2017NI 45-106 2.307/07/2017$158,116,015.11
GREYSTONE REAL ESTATE LP FUND7/13/2017NI 45-106 2.307/07/2017$480,000.00
NV GOLD CORPORATION7/13/2017NI 45-106 2.307/05/2017$19,950.00
PORT RENFREW DEVELOPMENT TRUST7/13/2017NI 45-106 2.307/05/2017$35,260.00
RMC BOTTOM FEEDER REALTY LIMITED PARTNERSHIP7/13/2017NI 45-106 2.307/05/2017$32,545.87
TEMPERANCE CAPITAL INCOME TRUST7/13/2017NI 45-106 2.9(2.1)06/30/2017$30,403.04
TIMBERCREEK FOUR QUADRANT GLOBAL REAL ESTATE PARTNERS7/13/2017NI 45-106 2.307/04/2017$143,322.17
CENTURION APARTMENT REAL ESTATE INVESTMENT TRUST7/12/2017NI 45-106 2.3 , 2.9(2.1)07/04/2017$405,000.00
CENTURION FINANCIAL TRUST7/12/2017NI 45-106 2.307/04/2017$25,000.00
QUESTRADE, INC.7/12/2017NI 45-106 2.307/04/2017 - 07/11/2017$353,935.34
STINA RESOURCES LTD.7/12/2017NI 45-106 2.307/07/2017$19,200.00
CAPTIVA VERDE LAND CORP.7/11/2017NI 45-106 2.507/04/2017$5,000.00
CRESTWYND EXPLORATION LTD.7/11/2017NI 45-106 2.3 , 2.507/04/2017$1,600,000.00
FRIEDBERG MERCANTILE GROUP LTD.7/11/2017NI 45-106 2.307/07/2017$1,084,531.65
IRONCREEK OILFIELD RENTALS INC.7/11/2017NI 45-106 2.506/28/2017$200,000.00
PRAIRIE DOG BREWING CANADA INC.7/11/2017NI 45-106 2.3 , 2.507/03/2017$150,000.00
SECURE CAPITAL MIC INC7/11/2017NI 45-106 2.9(2.1)07/05/2017$5,050.00
WESTERN CANADIAN PROPERTIES GROUP IX LIMITED PARTNERSHIP7/11/2017NI 45-106 2.306/30/2017$300,000.00
1777509 ALBERTA LTD.7/10/2017NI 45-106 2.1007/06/2017$1,000,000.00
ACGT DNA TECHNOLOGIES CORPORATION7/10/2017NI 45-106 2.306/30/2017$100,000.00
BIOMARK DIAGNOSTICS INC.7/10/2017NI 45-106 2.3 , 2.506/29/2017$145,500.00
BOW WATER & LAND TRUST7/10/2017NI 45-106 2.3 , 2.9(2.1)06/30/2017$45,877.00
CANNABIS WHEATON INCOME CORP.7/10/2017NI 45-106 2.3 , 2.506/29/2017$9,151,100.00
DURUM INDUSTRIAL REAL ESTATE INVESTMENT TRUST7/10/2017NI 45-106 2.3 , 2.9(1) , 2.9(2.1)07/01/2017$63,400.00
EDGEWATER WIRELESS SYSTEMS INC.7/10/2017NI 45-106 2.306/30/2017$357,500.00
FIRST ACCESS FUNDING CORP.7/10/2017NI 45-106 2.1006/29/2017 - 07/05/2017$500,000.00
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