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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
CASCADERO COPPER CORPORATION1/19/2017NI 45-106 2.3 , 2.501/12/2017$142,500.00
COLONY STARWOOD HOMES1/19/2017NI 45-106 2.301/10/2017$528,320.00
LUMINOR MEDICAL TECHNOLOGIES INC.1/19/2017NI 45-106 2.301/09/2017$151,749.90
SWISH DEVELOPMENTS INC.1/19/2017NI 45-106 2.1001/16/2017$185,270.80
TRI STATE LAUREL SOUTH STAGE 1 PROJECT LTD.1/19/2017NI 45-106 2.301/17/2017$89,937.70
TRI STATE SIGNATURE HOMES LTD.1/19/2017NI 45-106 2.301/17/2017$67,460.00
URBAN EDGE HOMES LTD.1/19/2017NI 45-106 2.1001/11/2017$700,000.00
MGX MINERALS INC.1/18/2017NI 45-106 2.1301/13/2017
NXGOLD LTD.1/18/2017NI 45-106 2.501/13/2017$5,000.00
QUESTRADE, INC.1/18/2017NI 45-106 2.301/10/2017 - 01/17/2017$720,868.22
RMC BOTTOM FEEDER REALTY LIMITED PARTNERSHIP1/18/2017NI 45-106 2.301/11/2017$628,922.24
RYAN MORTGAGE INCOME FUND INC.1/18/2017NI 45-106 2.9(2.1)11/01/2016 - 11/08/2016$52,022.00
TELEHOP COMMUNICATIONS INC.1/18/2017NI 45-106 2.301/11/2017$50,000.00
VINERGY RESOURCES LTD.1/18/2017NI 45-106 2.301/09/2017$155,000.00
1488388 ALBERTA LTD.1/17/2017NI 45-106 2.1001/06/2017$800,000.01
CALIBRE MINING CORP.1/17/2017NI 45-106 2.301/12/2017$200,000.00
CEDAR PEAKS MANAGEMENT CORP.1/17/2017NI 45-106 2.301/13/2017$529,000.00
CEDAR PEAKS MANAGEMENT CORP.1/17/2017NI 45-106 2.501/09/2017$40,000.00
CEDAR PEAKS MANAGEMENT CORP.1/17/2017NI 45-106 2.301/09/2017$385,000.00
CRYSTAL CREEK HOMES INC.1/17/2017NI 45-106 2.1001/04/2017$153,900.00
KARMSAR INVESTMENTS LTD.1/17/2017NI 45-106 2.301/04/2017$56,680.00
SIGNATURE AT ERIN RIDGE LTD.1/17/2017NI 45-106 2.1001/06/2017$1,577,690.00
SILVER MAPLE VENTURES INC.1/17/2017NI 45-106 2.3 , 2.9(2.1)01/07/2017$1,500.48
UMC FINANCIAL MANAGEMENT INC.1/17/2017NI 45-106 2.301/16/2017$100,000.00
APOLLO HEALTH AND BEAUTY CARE INC.1/16/2017NI 45-106 2.301/03/2017$1,147,100.00
CARRUS CAPITAL CORPORATION1/16/2017NI 45-106 2.301/06/2017$29,167.00
LARGO RESOURCES LTD.1/16/2017NI 45-106 2.301/06/2017$99,900.00
LOOP FUNDING INC.1/16/2017NI 45-106 2.9(2.1)01/06/2017 - 01/16/2017$27,900.00
NEW ERA NUTRITION INC.1/16/2017NI 45-106 2.3 , 2.501/16/2017$60,000.00
PARTNERS GROUP DIRECT ENERGY 2016(USD) C-IL.P.1/16/2017NI 45-106 2.307/21/2016$52,208,000.00
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