Skip Ribbon Commands
Skip to main content
Navigate Up
Sign In
or
Check registration (?)

The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

For exemptions reported in 2018 and processed by the ASC, please see the table below.

For exemptions reported since 2007 and processed by the ASC, please open this file.​​​​

  
  
  
  
  
LIBERTY INVESTMENTS LTD.10/4/2018NI 45-106 2.309/27/2018$710,929.43
1931311 ALBERTA LTD.10/3/2018NI 45-106 2.1009/24/2018$363,387.10
ARMOUR DEVELOPMENTS LTD.10/3/2018NI 45-106 2.1009/21/2018$220,000.00
BENNETT JONES SERVICES TRUST10/3/2018NI 45-106 [N/A]07/04/2018 - 09/01/2018$585,900.00
BRISK ENERGY CORPORATION10/3/2018NI 45-106 2.308/22/2018$25,000.00
COLD BORE TECHNOLOGY INC.10/3/2018NI 45-106 2.310/02/2018$0.00
CONNOR, CLARK & LUNN INSTITUTIONAL INFRASTRUCTURE FUND10/3/2018NI 45-106 2.309/28/2018$691,634.00
EQUITON RESIDENTIAL INCOME FUND TRUST10/3/2018NI 45-106 2.3 , 2.9(2.1)09/27/2018$28,500.00
FIRST PLACE MORTGAGE INVESTMENT CORPORATION10/3/2018NI 45-106 2.3 , 2.9(2.1)10/03/2018$250,000.00
HOLLYWEED NORTH CANNABIS INC.10/3/2018NI 45-106 2.509/21/2018$13,954.00
PINNACLE ABSOLUTE RETURN TRUST10/3/2018NI 45-106 2.3 , 2.9(1) , 2.9(2.1)10/01/2018$26,000.00
QUESTRADE, INC.10/3/2018NI 45-106 2.309/26/2018 - 10/02/2018$123,214.62
ROADMAP UBILITE LP10/3/2018NI 45-106 2.309/26/2018$893,328.76
ALTA WEST MORTGAGE CAPITAL CORPORATION10/2/2018NI 45-106 2.309/26/2018$212,980.39
AVENUE LIVING REAL ESTATE CORE TRUST10/2/2018NI 45-106 2.3 , 2.9(1) , 2.9(2) , 2.9(2.1)09/27/2018$562,500.00
BEVCANNA ENTERPRISES INC.10/2/2018NI 45-106 2.309/26/2018 - 09/28/2018$817,500.00
PREMIERE II HOLDINGS LIMITED PARTNERSHIP10/2/2018NI 45-106 2.309/24/2018$363,720.00
AGMEDICA BIOSCIENCE INC. (FOMERLY AGRIMED BOTANICALS INC.)10/1/2018NI 45-106 2.309/21/2018$4,999,999.50
ATLAS GROWERS LTD.10/1/2018NI 45-106 2.308/24/2018$0.00
BOLD CANNABIS INC.10/1/2018NI 45-106 2.3 , 2.509/21/2018 - 10/01/2018$2,200,000.00
BOW WATER & LAND TRUST10/1/2018NI 45-106 2.3 , 2.9(1) , 2.9(2) , 2.9(2.1)09/20/2018$96,000.00
CANADIAN OVERSEAS PETROLEUM LIMITED10/1/2018NI 45-106 2.509/19/2018$5,700.00
CNX  HOLDINGS INC.10/1/2018NI 45-106 2.3 , 2.509/20/2018$204,154.00
CONTINENTAL ENERGY CORPORATION10/1/2018NI 45-106 2.1409/26/2018$22,750.00
FISGARD CAPITAL II CORPORATION10/1/2018NI 45-106 2.3 , 2.9(2.1)09/28/2018$59,037.36
GREEN GROWTH BRANDS LTD.10/1/2018NI 45-106 2.309/20/2018$925,000.00
GREEN SKY LABS INC.10/1/2018NI 45-106 2.309/21/2018$196,307.55
HIGHSTREET REAL ESTATE OPPORTUNITIES TRUST10/1/2018NI 45-106 2.3 , 2.505/07/2018$420,460.00
HIGHSTREET REAL ESTATE OPPORTUNITIES TRUST10/1/2018NI 45-106 2.3 , 2.501/22/2018$1,618,791.60
HIGHSTREET REAL ESTATE OPPORTUNITIES TRUST10/1/2018NI 45-106 2.3 , 2.502/28/2018$584,460.00
1 - 30Next