Skip Ribbon Commands
Skip to main content
Navigate Up
Sign In
or
Check registration (?)

The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

For exemptions reported in 2018 and processed by the ASC, please see the table below.

For exemptions reported since 2007 and processed by the ASC, please open this file.​​​​

  
  
  
  
  
ALLIANCE GROWERS CORP.11/12/2018NI 45-106 2.311/02/2018$11,340.00
AVANA CANADA INC.11/12/2018NI 45-106 2.3 , 2.511/02/2018$105,000.00
BONNEFIELD CANADIAN FARMLAND EVERGREEN LP11/12/2018NI 45-106 2.3 , 2.1011/02/2018$850,000.00
BRIDGING MID-MARKET DEBT FUND LP11/12/2018NI 45-106 2.311/01/2018$287,000.00
BRIDGING MID-MARKET DEBT RSP FUND11/12/2018NI 45-106 2.311/01/2018$191,462.00
CENTURION APARTMENT REAL ESTATE INVESTMENT TRUST11/12/2018NI 45-106 2.3 , 2.9(2.1)10/01/2018$659,500.00
CENTURION FINANCIAL TRUST11/12/2018NI 45-106 2.311/01/2018$91,000.00
CENTURION REAL ESTATE OPPORTUNITIES TRUST11/12/2018NI 45-106 2.9(2.1)11/01/2018$26,570.00
CLEANTEK INDUSTRIES INC.11/12/2018NI 45-106 2.311/02/2018$2,000,000.00
CLEAR SKY CAPITAL STRATEGIC ASSET FUND - SERIES 511/12/2018NI 45-106 2.3 , 2.9(1) , 2.9(2.1)11/01/2018$637,332.00
DEMEURE OPERATING COMPANY LTD.11/12/2018NI 45-106 2.311/09/2018$330,156.60
EQUITON RESIDENTIAL INCOME FUND TRUST11/12/2018NI 45-106 2.3 , 2.9(2.1)11/02/2018 - 11/12/2018$57,930.00
INVICO DIVERSIFIED INCOME FUND11/12/2018NI 45-106 2.3 , 2.9(1) , 2.9(2.1)11/01/2018$371,060.00
INVICO DIVERSIFIED INCOME LIMITED PARTNERSHIP11/12/2018NI 45-106 2.311/01/2018$0.00
LIBERTY INVESTMENTS LTD.11/12/2018NI 45-106 2.311/02/2018$1,227,700.07
MARKSMEN ENERGY INC.11/12/2018NI 45-106 2.3 , 2.5 , [N/A]11/02/2018$111,000.00
PROTECH HOME MEDICAL CORP.11/12/2018NI 45-106 2.311/02/2018$120,000.00
TRIUMPH REAL ESTATE INVESTMENT FUND II11/12/2018NI 45-106 2.3 , 2.9(1) , 2.9(2.1)10/31/2018$205,900.00
ATLAS ENGINEERED PRODUCTS LTD.11/9/2018NI 45-106 2.310/31/2018$324,000.00
ATLAS GROWERS LTD.11/9/2018NI 45-106 2.3 , 2.510/30/2018$903,210.00
BEVCANNA OPERATING CORP.11/9/2018NI 45-106 2.310/31/2018$50,000.00
BRIDGELAND DEVELOPMENTS INC.11/9/2018NI 45-106 2.311/02/2018$95,702.16
CALIBRE MINING CORP.11/9/2018NI 45-106 2.310/30/2018$502,040.00
CANSORTIUM INC.11/9/2018NI 45-106 2.3 , 2.1010/30/2018$449,330.00
CEDAR PEAKS MANAGEMENT CORP.11/9/2018NI 45-106 2.311/01/2018 - 11/06/2018$55,000.00
CEDAR PEAKS MANAGEMENT CORP.11/9/2018NI 45-106 2.311/01/2018 - 11/06/2018$55,000.00
CERVANTES CAPITAL CORP.11/9/2018NI 45-106 2.3 , 2.510/29/2018 - 11/05/2018$192,999.60
CRITICAL CO2 SEPARATION INC.11/9/2018NI 45-106 2.308/28/2018 - 09/07/2018$85,000.00
DEEP EARTH ENERGY PRODUCTION CORP.11/9/2018NI 45-106 2.310/30/2018$2,000,000.00
DURUM INDUSTRIAL REAL ESTATE INVESTMENT TRUST11/9/2018NI 45-106 2.3 , 2.9(2) , 2.9(2.1)11/01/2018$45,500.00
1 - 30Next