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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exempt Financings

In certain situations, it may not be necessary for a company to prepare a prospectus to raise capital. Where appropriate, a company can rely on an exemption from the prospectus requirements, financing through what is called a private placement. The majority of financings carried out in the Alberta market are through private placements. Read more about commonly used exemptions.

A report of exempt distribution must be filed within 10 days of the trade. A set of conditions called "resale rules" apply to private placements, which can include a hold period on the securities.

Note: In September 2005, Form 45-103F4 was replaced by Form 45-106F1 - Report of Exempt Distribution. (Previously, Form 45-103F4 replaced the Form 20 in June 2003).

Our website is updated every Friday afternoon to reflect any Exempt Financing transactions filed and processed with us. Our expected processing time is 10 business days. During the update, full searching abilities may not be available.

Certain information regarding exempt financing applications is available to the public upon request. To do so, click here.​​​​

  
  
  
  
  
SKYLINE APARTMENT REAL ESTATE INVESTMENT TRUST3/6/2017NI 45-106 2.302/28/2017$501,500.00
TASHOTA RESOURCES INC.3/6/2017NI 45-106 2.302/23/2017 - 02/24/2017$15,000.00
1877136 ALBERTA LTD.3/3/2017NI 45-106 2.1002/24/2017$500,000.00
CLOUD NINE EDUCATION GROUP LTD.3/3/2017NI 45-106 2.302/22/2017$52,000.00
HARVEST ONE CAPITAL INC.3/3/2017NI 45-106 2.3 , 2.502/22/2017$1,576,674.00
LOTTOGOPHER HOLDINGS INC.3/3/2017NI 45-106 2.302/28/2017$197,500.00
PARAGON CAPITAL CORP. INC.3/3/2017NI 45-106 2.3 , 2.502/23/2017$700,000.00
PLAZA LAND FUND3/3/2017NI 45-106 2.302/23/2017$63,000.00
WESTERN WEALTH CAPITAL XXIII LIMITED PARTNERSHIP3/3/2017NI 45-106 2.302/22/2017$266,719.00
ADVENTUS CAPITAL PARTNERS LTD.3/3/2017NI 45-106 2.302/27/2017$49,146.17
ADVENTUS REALTY TRUST3/3/2017NI 45-106 2.302/27/2017$933,444.61
CVR MEDICAL CORP.3/3/2017NI 45-106 2.302/22/2017$149,300.20
ENERCAPITA ENERGY L.P.3/3/2017NI 45-106 2.302/24/2017$30.00
ENERCAPITA ENERGY TRUST3/3/2017NI 45-106 2.302/24/2017$50,000.00
EQUITAS RESOURCES CORP.3/3/2017NI 45-106 2.302/22/2017$14,400.00
FISGARD CAPITAL CORPORATION3/3/2017NI 45-106 2.9(2.1)02/24/2017 - 03/01/2017$48,023.00
GLANCE TECHNOLOGIES INC.3/3/2017NI 45-106 2.3 , 2.5 , [N/A]02/24/2017$21,900.06
GLOBAL ENERGY METALS CORPORATION3/3/2017NI 45-106 2.303/01/2017$245,250.00
HORIZON PETROLEUM LTD.3/3/2017NI 45-106 2.3 , 2.5 , [N/A]02/21/2017$439,320.00
INTELIFE CAPITAL LP3/3/2017NI 45-106 2.302/23/2017$100,000.00
KINGSETT CANADIAN REAL ESTATE INCOME FUND LP3/3/2017NI 45-106 2.302/22/2017$694,011.27
KV MORTGAGE FUND INC.3/3/2017NI 45-106 2.1002/24/2017$1,500,000.00
PROSPECTOR RESOURCES CORP.3/3/2017NI 45-106 2.3 , 2.502/24/2017$248,841.00
QUADRUM CAPITAL CORP3/3/2017NI 45-106 2.302/22/2017 - 02/28/2017$233,770.00
REID WORLDWIDE CORPORATION3/3/2017NI 45-106 2.302/24/2017$100,000.00
REID WORLDWIDE CORPORATION3/3/2017NI 45-106 2.3 , 2.1002/22/2017$912,342.00
ROCKY VIEW CAPITAL CORP.3/3/2017NI 45-106 2.3 , 2.502/23/2017$52,660.00
TRES-OR RESOURCES LTD.3/3/2017NI 45-106 2.502/21/2017$150,000.00
TREZ CAPITAL PRIME TRUST3/3/2017NI 45-106 2.303/01/2017$11,700.00
TREZ CAPITAL YIELD TRUST3/3/2017NI 45-106 2.3 , 2.10 , 2.9(2.1)03/01/2017$480,336.10
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