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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Archived Regulatory Instruments

The following regulatory instruments are not currently in effect.

If they are not found here, blanket orders or notices that have expired, been revoked or been withdrawn can be found within the history of the rule that they affected in the Regulatory Instruments section.

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  1. Close Alberta Securities Commission Rules (General) and Forms

    Frequently Used Instruments

    No instruments found
  2. Close Procedure and Related Matters [11-101 - 15-701]

    Frequently Used Instruments

    No instruments found
  3. Close Certain Capital Market Participants [21-101 - 25-401]

    Frequently Used Instruments

    No instruments found
  4. Close Registration Requirements and Related Matters [31-101 - 35-101]

    Frequently Used Instruments

    No instruments found
  5. Close Distribution Requirements [41-101 - 47-302]

    Frequently Used Instruments

    No instruments found
  6. Close Ongoing Requirements for Issuers and Insiders [51-101 - 58-701]

    Frequently Used Instruments

    No instruments found
  7. Close Takeover Bids and Special Transactions [61-101 - 62-701]

    Frequently Used Instruments

    No instruments found
  8. Close Securities Transactions Outside the Jurisdiction [71-101 - 72-501]
  9. Close Investment Funds [81-101 – 81-701]

    Frequently Used Instruments

    No instruments found
  10. Close Derivatives [91-101 - 96-504]

    Frequently Used Instruments

    No instruments found
  11. Close ASC Policy Statements [Old Number System]

    Frequently Used Instruments

    No instruments found
  12. Close National Policy Statements [Old Number System]

    Frequently Used Instruments

    No instruments found
  13. Close Uniform Act Policy

    Frequently Used Instruments

    No instruments found
  14. Close ASC Notices [Old Number System]

    Frequently Used Instruments

    No instruments found
  15. Close CSA Notices [Old Number System]