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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Authorizations & MOUs

The ASC has the power to recognize an organization or individual to operate or act in a specific capacity. For example, the ASC recognizes the TSX Venture Exchange as an exchange. This Recognition allows the TSX Venture Exchange to operate as an exchange (a forum for trading securities).