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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Miscellaneous Notices

ASC and CSA staff publish Notices to keep market participants informed of important new developments in securities regulation.

While many Notices are found in Regulatory Instruments, notices that are not attached to any particular instrument can be found in the table below.​

 

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Date Type
Document TitleDate TypeDate
PDFStatutory Notice 411-14 Civil Forfeiture Proceeding In The Matter of Goldpoint Resources Corporation, Pasqualino Novielli, Zaida Pimental, Brian Moloney and 1112068 Ontario Inc.Published11/17/2014
PDFNotice of Amendments to Fee Schedule Published6/24/2014
PDFNotice of Amendments to Fee SchedulePublished4/10/2013
PDFASC Notice - Bill 21, Securities Amendment Act 2007Published4/17/2007
PDFNotice of Fee IncreasePublished9/7/2006
PDFNotice and Request for Comment - Proposed ASC Fee IncreasePublished5/29/2006
PDFNotice re: Proposed Amendments to the Securities Act (Alberta)Published4/5/2006
PDFFee Schedule ChangesPublished1/3/2006
PDFProclamation of Remainder of Bill 19Published9/14/2005
PDFJune 8 Partial Proclamation of Securities Amendment Act, 2005 (Bill 19)Published6/9/2005
PDFPartial Proclamation of Securities Amendment Act, 2005 (Bill 19)Published6/1/2005
PDFNotice of Proclamation of the Securities Amendment Act, 2003Published3/18/2005
PDFNotice of proclamation of the Income Trust Liability Act (Bill 34) and consequential amendments to the Securities Act - effective July 1/04Published6/11/2004
PDFNotice of update on amendments to the Securities Amendment Act, 2003 and Securities Regulation (Bill 14)Published7/8/2003
PDFNotice of proclamation of Securities Amendment Act, 2003 and amendments to the Securities RegulationPublished6/2/2003
PDFNotice of proposed amendments to the Securities Act - Bill 14, the Securities Amendment Act, 2003 received first reading Feb 25/03Published3/6/2003
PDFStaff notice relating to numbering changes to the Securities Act to be in effect 25 Jan 2002Published12/14/2002