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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Derivatives [91-101 - 96-504]

91-101 Derivatives: Product Determination [MI]
91-102 Prohibition of Binary Options [MI]
91-305 Frequently Asked Questions relating to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting (Revised) [CSA Notice]
91-401 Over-the-Counter Derivatives Regulation in Canada [Consultation Paper]
91-403 Derivatives: Surveillance and Enforcement [Consultation Paper]
91-405 Derivatives: End-User Exemption [Consultation Paper]
91-504 Strip Bonds [ASC Rule]
91-507 Over-the-Counter Trades in Derivatives [Blanket Order]
91-702 Form of Risk Disclosure Statement for ASC Rule 74.1 (now Rule 16) [ASC Notice]
91-707 Strip Bond Information Statement Accepted Under Alberta Securities Commission Rule 91-504 Strip Bonds [ASC Notice]
92-401 Derivatives Trading Facilities [Consultation Paper]
93-101 Request for Comment Proposed National Instrument 93-101 Derivatives: Business Conduct and Related CP [CSA Notice]
93-301 Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period [CSA Notice]
94-101 Mandatory Central Counterparty Clearing of Derivatives [NI]
94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI]
94-301 Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing [CSA Notice]
94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice]
94-501 Exempting Certain Counterparties from Mandatory Clearing of Derivatives [Blanket Order]
95-401 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [Consultation Paper]
96-101 Trade Repositories and Derivatives Data Reporting [MI]
96-301 Matters Related to the Coming Into Force of MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting [CSA Notice]
96-501 Exemptions from Certain Derivatives Reporting Requirements Under MI 96-101 Trade Repositories and Derivatives Data Reporting [Blanket Order]
96-502 Exemption from Certain Derivatives Reporting Requirements under MI 96-101 Trade Repositories and Derivatives Data Reporting for Certain Financially-Settled Electricity-Based Derivatives [Blanket Order]
96-504 Relief from Data-Dissemination Deadline under MI 96-101 [Blanket Order]