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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Procedure and Related Matters [11-101 - 15-701]

11-102 Passport System [MI]
11-201 Electronic Delivery of Documents [National Policy]
11-202 Process for Prospectus Reviews in Multiple Jurisdictions [National Policy]
11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions [National Policy]
11-204 Process for Registration in Multiple Jurisdictions [National Policy]
11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions [National Policy]
11-206 Process for Cease to be a Reporting Issuer Applications [National Policy]
11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions [National Policy]
11-312 National Numbering System (Revised) [CSA Notice]
11-314 Update of CSA Instruments [CSA Notice]
11-318 Guidance for Cease Trade Order Database Users [CSA Notice]
11-320 Notice of Local Amendments - Nova Scotia and Yukon [CSA Notice]
11-321 Business Continuity Planning - Industry Testing Exercise [CSA Notice]
11-326 Cyber Security [CSA Notice]
11-328 Notice of Local Amendments - Alberta and Yukon [CSA Notice]
11-329 Withdrawal of Notices and Revocation of Omnibus/Blanket Orders [CSA Notice]
11-330 Notice of Local Amendments - Alberta, Manitoba, New Brunswick, Nova Scotia, Qu├ębec, Ontario and Saskatchewan [CSA Notice]
11-332 Cyber Security [CSA Notice]
11-333 Withdrawal of Notices [CSA Notice]
11-334 Notice of Local Amendments and Changes in Certain Jurisdictions [CSA Notice]
11-335 Notice of Local Amendments and Changes in Certain Jurisdictions [CSA Notice]
11-336 Summary of CSA Roundtable on Response to Cyber Security Incidents [CSA Notice]
11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick [CSA Notice]
11-405 Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada [Consultation Paper]
12-202 Revocation of Certain Cease Trade Orders [National Policy]
12-203 Management Cease Trade Orders [National Policy]
12-601 Applications to the ASC [ASC Policy]
13-101 System for Electronic Document Analysis and Retrieval (SEDAR) [NI]
13-102 System Fees for SEDAR and NRD [MI]
13-315 Securities Regulatory Authority Closed Dates [CSA Notice]
13-319 SEDAR Filer Manual Update [CSA Notice]
13-323 Frequently Asked Questions About Making Exempt Market Offering and Disclosure Filings on SEDAR [CSA Notice]
13-501 Fees [ASC Rule]
14-101 Definitions [NI]
15-501 Rules of Practice and Procedure for Commission Proceedings [ASC Rule]
15-503 Production of Records [ASC Rule]
15-504 Notice to Attend (Hearing): Authorization of Alternative Form [Blanket Order]
15-601 Credit for Exemplary Cooperation in Enforcement Matters [ASC Policy]
15-701 Automatic Reciprocation in Alberta of an Order Issued By, or Agreement With, a Securities Regulatory Authority in Canada [ASC Notice]
15-702 Expenses and Allowances for Summonsed Witnesses [ASC Notice]