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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Registration Requirements and Related Matters [31-101 - 35-101]

31-102 National Registration Database [NI]
31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI]
31-202 Registration Requirement for Investment Fund Managers [Multilateral Policy]
31-317 Reporting Obligations Related to Terrorist Financing [CSA Notice]
31-323 Guidance Relating to the Registration Obligations of Mortgage Investment Entities [CSA Notice]
31-325 Marketing Practices of Portfolio Managers [CSA Notice]
31-332 Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers [CSA Notice]
31-334 CSA Review of Relationship Disclosure Practices [CSA Notice]
31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations [CSA Notice]
31-338 Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not Members of a Self-Regulatory Organization [CSA Notice]
31-339 Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [CSA Notice]
31-340 OBSI Joint Regulators Committee Annual Report for 2014 [CSA Notice]
31-341 Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [CSA Notice]
31-342 Guidance for Portfolio Managers Regarding Online Advice [CSA Notice]
31-343 Conflicts of Interest in Distributing Securities of Related or Connected Issuers [CSA Notice]
31-344 OBSI Joint Regulators Committee Annual Report for 2015 [CSA Notice]
31-345 Cost Disclosure, Performance Reporting and Client Statements - Frequently Asked Questions and Additional Guidance [CSA Notice]
31-346 Guidance as to the Scope of the International Dealer Exemption in relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers [CSA Notice]
31-347 Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members [CSA Notice]
31-348 OBSI Joint Regulators Committee Annual Report for 2016 [CSA Notice]
31-349 Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions [CSA Notice]
31-350 Guidance on Small Firms Compliance and Regulatory Obligations [CSA Notice]
31-351 IIROC Notice 17-0229, MFDA Bulletin #0736-M Complying with Requirements Regarding the Ombudsman for Banking Services and Investments [CSA Notice]
31-505 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions [Blanket Order]
31-528 Relief from Certain CRM2 Requirements Prescribed by NI 31-103 for IIROC Members [Blanket Order]
31-529 Relief from Certain CRM2 Requirements Prescribed by NI 31-103 for MFDA Members [Blanket Order]
31-530 Trades and Advice for US-Resident Clients: Dealer and Adviser Registration Exemptions [Blanket Order]
31-531 Exemptions from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [Blanket Order]
32-301 Omnibus/Blanket Order Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients [CSA Notice]
33-105 Underwriting Conflicts [NI]
33-109 Registration Information [NI]
33-315 Suitability Obligation and Know Your Product [CSA Notice]
33-316 Status Report on Consultation under CSA Consultation Paper 33-403 The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients [CSA Notice]
33-317 Next Steps in the CSA’s Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients [CSA Notice]
33-318 Review of Practices Firms Use to Compensate and Provide Incentives to their Representative [CSA Notice]
33-319 Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients [CSA Notice]
33-320 The Requirement for True and Complete Applications for Registration [CSA Notice]
33-321 Cyber Security and Social Media [CSA Notice]
33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward their Clients [Consultation Paper]
33-704 Review of Exempt Market Dealers [ASC Notice]
33-705 Exempt Market Dealer Sweep [ASC Notice]
35-101 Conditional Exemption from Registration for United States Broker-Dealers and Agents [NI]