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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Regulatory Instruments

The ASC uses a number of regulatory instruments to administer the requirements of Alberta's securities laws. Most regulatory instru​ments are numbered according to the Canadian Securities Administrators (CSA) numbering system.

The Regulatory Instrument table below includes all current regulatory instruments created by the ASC including the ASC Rules (General). It does not include Miscellaneous Notices.

Any regulatory instruments that are not currently in effect can be found in the Archived Regulatory Instruments.​

  1. Close Alberta Securities Commission Rules (General) and Forms
  2. Close Procedure and Related Matters [11-101 - 15-701]
  3. Close Certain Capital Market Participants [21-101 - 25-401]
  4. Close Registration Requirements and Related Matters [31-101 - 35-101]
  5. Close Distribution Requirements [41-101 - 47-302]
  6. Close Ongoing Requirements for Issuers and Insiders [51-101 - 58-701]
  7. Close Takeover Bids and Special Transactions [61-101 - 62-701]
  8. Close Securities Transactions Outside the Jurisdiction [71-101 - 72-501]
  9. Close Investment Funds [81-101 – 81-701]
  10. Close Derivatives [91-101 - 96-504]
  11. Close ASC Policy Statements [Old Number System]

    Frequently Used Instruments

    No instruments found
  12. Close National Policy Statements [Old Number System]
  13. Close Uniform Act Policy

    Frequently Used Instruments

    No instruments found
  14. Close ASC Notices [Old Number System]

    Frequently Used Instruments

    No instruments found
  15. Close CSA Notices [Old Number System]

    Frequently Used Instruments

    No instruments found