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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Proposed Amendments Related to 52-109

No documents found
NumberDocument TitleRegulatory Instrument TypeStatusDate
52-109PDFAmendments to NI 52-109 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)Amendments to InstrumentEffective11/17/2015
52-109PDFAmendments to NI 52-109Amendments to InstrumentEffective1/1/2011
52-109CPPDFChanges to 52-109CPChanges to PolicyEffective1/1/2011
PDFNotice of Amendments to NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and 52-109CP to NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim FilingsCSA NoticePublished10/1/2010
52-319PDFWithdrawn - Status of Proposed Repeal and Replacement of MI 52-109 Certification of Disclosure in Issuers' Annual and Interim FilingsCSA NoticeWithdrawn2/19/2010
PDFNotice and Request for Comment Proposed Amendments to NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and 52-109CP Certification of Disclosure in Issuers’ Annual and Interim FilingsCSA NoticePublished9/25/2009
2007 ABASC 836PDFRevoked - Certain Certification Requirements: Relief for Venture IssuersBlanket OrderRevoked12/15/2008
PDFWithdrawn - MI 52-109 Exemptive Relief, 2007 ABASC 836 Certain Certification Requirements: Relief for Venture IssuersASC NoticeWithdrawn12/15/2008
52-316PDFWithdrawn - Certification of Design of Internal Control Over Financial ReportingCSA NoticeWithdrawn12/15/2008
52-311PDFWithdrawn - Required Forms of Certificates under MI 52-109 Certification of Disclosure in Issuers' Annual and Interim FilingsCSA NoticeWithdrawn12/15/2008
57-302PDFWithdrawn - Failure to File Certificates under MI 52-109 - Certification of Disclosure in Issuers' Annual and Interim FilingsCSA NoticeWithdrawn12/15/2008
52-322PDFWithdrawn - Status of Proposed Repeal and Replacement of MI 52-109 Certification of Disclosure in Issuers' Annual and Interim FilingsCSA NoticeWithdrawn12/15/2008
2008 ABASC 723PDFRevocation of Blanket Order dated November 23, 2007, Order Respecting Certain Certification Requirements: Relief for Venture IssuersRevocation OrderEffective12/15/2008
52-109F1PDFCertification of Annual Filings - Full CertificateFormEffective12/15/2008
52-109FV1PDFCertification of Annual Filings - Venture Issuer Basic CertificateFormEffective12/15/2008
52-109F1-IPO/RTOPDFCertification of Annual Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture IssuerFormEffective12/15/2008
52-109F2PDFCertification of Interim Filings - Full CertificateFormEffective12/15/2008
52-109FV2PDFCertification of Interim Filings - Venture Issuer Basic CertificateFormEffective12/15/2008
52-109F2-IPO/RTOPDFCertification of Interim Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture IssuerFormEffective12/15/2008
52-109F2RPDFCertification of Refiled Interim FilingsFormEffective12/15/2008
52-109CPPDFCompanion Policy to NI 52-109Companion PolicyEffective12/15/2008
52-109PDFCertification of Disclosure in Issuers' Annual and Interim FilingsNational InstrumentEffective12/15/2008
52-323PDFComing into Force of NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and Consequential Policy AmendmentsCSA NoticePublished11/28/2008
PDFNotice of NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and Repeal of MI 52-109 Certification of Disclosure in Issuers’ Annual and Interim FilingsCSA NoticePublished8/15/2008
PDFNotice and request for comment on proposed NI 52-109 Certification of Disclosure in Issuers' Annual and Interim FilingsCSA NoticePublished4/18/2008