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51-102 - Continuous Disclosure Obligations [NI]

51-102PDFContinuous Disclosure Obligations - Consolidated Version National InstrumentAs Amended6/12/2018
51-102F1PDFManagement's Discussion & Analysis - Consolidated Version FormAs Amended6/30/2015
51-102F2PDFAnnual Information Form - Consolidated Version FormAs Amended6/30/2015
51-102F3PDFMaterial Change Report - Consolidated VersionFormAs Amended7/4/2008
51-102F4PDFBusiness Acquisition Report - Consolidated versionFormAs Amended1/1/2011
51-102F5PDFInformation Circular – Consolidated Version FormAs Amended6/30/2015
51-102F6PDFStatement of Executive Compensation - Consolidated Version FormAs Amended6/30/2015
51-102F6VPDFStatement of Executive Compensation - Venture IssuersFormEffective6/30/2015
51-102CPPDFCompanion Policy to NI 51-102 - Consolidated VersionCompanion PolicyAs Changed6/30/2015
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Proposed Amendments Related to 51-102

51-102CPPDFProposed Changes to 51-102CP (arising from proposed NI 52-112)Proposed Changes to PolicyPublished9/6/2018
NumberDocument TitleRegulatory Instrument TypeStatusDate
51-357PDFStaff Review of Reporting Issuers in the Cannabis IndustryCSA NoticePublished10/10/2018
PDFRequest for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure and related CP and Related Proposed Consequential Amendments and ChangesCSA NoticePublished9/6/2018
51-355PDFContinuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017CSA NoticePublished7/19/2018
51-354PDFReport on Climate change-related Disclosure ProjectCSA NoticePublished4/5/2018
51-353PDFUpdate on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting IssuersCSA NoticePublished3/27/2018
51-352PDFIssuers with U.S. Marijuana-Related Activities - Revised VersionCSA NoticePublished2/8/2018
51-351PDFContinuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017CSA NoticePublished7/27/2017
51-404PDFConsiderations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers (includes comment letters received)Consultation PaperPublished4/6/2017
51-349PDFA Guide for Disclosure Improvements by Investment Entities and Non-Investment Entities that Record Investments at Fair ValueCSA NoticePublished3/16/2017
51-348PDFStaff's Review of Social Media Used by Reporting IssuersCSA NoticePublished3/9/2017
51-346PDFContinuous Disclosure Review Program Activities for the Fiscal Year Ended March 31, 2016CSA NoticePublished7/18/2016
51-343PDFVenture Isuers with Securities Listed on the Bolsa de Santiago, Venture MarketCSA NoticePublished4/16/2015
51-514PDFVenture Issuers with Securities Listed on "Bolsa de Santiago, Venture"Blanket OrderEffective3/31/2015
51-342PDFStaff Review of Issuers Entering Into Medical Marijuana Business OpportunitiesCSA NoticePublished2/23/2015
51-333PDFEnvironmental Reporting GuidanceCSA NoticePublished10/27/2010
51-331PDFReport on Staff's Review of Executive Compensation DisclosureCSA NoticePublished11/20/2009
51-330PDFGuidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure ObligationsCSA NoticePublished11/20/2009
51-312PDFHarmonized Continuous Disclosure Review Program - Revised VersionCSA NoticePublished7/24/2009
51-328PDFContinuous Disclosure Considerations Related to Current Economic ConditionsCSA NoticePublished1/8/2009
52-320PDFDisclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards CSA NoticePublished5/9/2008
51-311PDFFrequently Asked Questions Regarding NI 51-102 - Revised VersionCSA NoticePublished5/4/2007
51-319PDFReport on Staff's Second Continuous Disclosure Review on Income Trust IssuersCSA NoticePublished8/4/2006
NumberDocument TitleRegulatory Instrument TypeStatusDate
51-102PDFAmendments to NI 51-102 (arising from NI 44-101)Amendments to InstrumentEffective6/12/2018
51-332PDFWithdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010 CSA NoticeWithdrawn12/1/2016
51-334PDFWithdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011CSA NoticeWithdrawn12/1/2016
51-337PDFWithdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012CSA NoticeWithdrawn12/1/2016
51-515PDFOrder Exempting Certain NEO Issuers from Specified Provisions of Alberta Securities LawsBlanket OrderExpired11/17/2015
51-102PDFAmendments to NI 51-102 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)Amendments to InstrumentEffective11/17/2015
PDFAmendments related to the Recognition of Aequitas NEO Exchange Inc.CSA NoticePublished9/3/2015
51-344PDFContinuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015CSA NoticePublished7/16/2015
51-102PDFAmendments to NI 51-102Amendments to InstrumentEffective6/30/2015
51-102CPPDFChanges to 51-102CPChanges to PolicyEffective6/30/2015
51-102PDFAmendments to NI 51-102 (arising from amendments to NI 45-106 relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions)Amendments to InstrumentEffective5/5/2015
PDFAmendments to National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 41-101 General Prospectus Requirements and National Instrument 52-110 Audit CommitteesCSA NoticePublished4/9/2015
PDFRequest for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.CSA NoticePublished12/11/2014
51-102PDFAmendments to NI 51-102 (arising from NI 52-108)Amendments to InstrumentEffective9/30/2014
51-102CPPDFChanges to 51-102CP (arising from NI 52-108)Changes to PolicyEffective9/30/2014
51-341PDFContinuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014 CSA NoticePublished7/17/2014
PDFRequest for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 (includes comment letters received)CSA NoticePublished5/22/2014
51-326PDFWithdrawn - Continuous Disclosure Review Program Activities for Fiscal 2008CSA NoticeWithdrawn9/12/2013
51-329PDFWithdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2009CSA NoticeWithdrawn9/12/2013
51-339PDFContinuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013 CSA NoticePublished7/18/2013
51-102PDFAmendments to NI 51-102 (arising from NI 25-101)Amendments to InstrumentEffective5/31/2013
51-102PDFAmendments to NI 51-102 (arising from NI 41-101) Amendments to InstrumentEffective5/14/2013
51-102PDFAmendments to NI 51-102 (arising from NI 54-101)Amendments to InstrumentEffective2/11/2013
51-102CPPDFChanges to 51-102CP (arising from NI 54-101)Changes to PolicyEffective2/11/2013
51-102PDFAmendments to NI 51-102 (arising from NI 25-101)Amendments to InstrumentEffective4/20/2012