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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

55-104 - Insider Reporting Requirements and Exemptions [NI]

55-104PDFInsider Reporting Requirements and Exemptions - Consolidated Version National InstrumentAs Amended2/1/2017
55-104CPPDFCompanion Policy to NI 55-104 - Consolidated VersionCompanion PolicyAs Changed5/9/2016
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Proposed Amendments Related to 55-104

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