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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

91-403 - Derivatives: Surveillance and Enforcement [Consultation Paper]

91-403PDFDerivatives: Surveillance and EnforcementConsultation PaperPublished11/25/2011
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Proposed Amendments Related to 91-403

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