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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

96-101 - Trade Repositories and Derivatives Data Reporting [MI]

96-101PDFTrade Repositories and Derivatives Data Reporting - Consolidated VersionMultilateral InstrumentAs Amended9/30/2016
96-101F1PDFApplication for Recognition – Trade Repository Information StatementFormEffective5/1/2016
96-101F2PDFTrade Repository Submission to Jurisdiction and Appointment of Agent for Service of ProcessFormEffective5/1/2016
96-101F3PDFCessation of Operations Report for Recognized Trade Repository FormEffective5/1/2016
96-101CPPDFCompanion Policy to MI 96-101 - Consolidated VersionCompanion PolicyAs Changed9/30/2016
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Proposed Amendments Related to 96-101

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