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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

96-101 - Trade Repositories and Derivatives Data Reporting [MI]

96-101PDFTrade Repositories and Derivatives Data Reporting - Consolidated VersionMultilateral InstrumentAs Amended9/30/2016
96-101F1PDFApplication for Recognition – Trade Repository Information StatementFormEffective5/1/2016
96-101F2PDFTrade Repository Submission to Jurisdiction and Appointment of Agent for Service of ProcessFormEffective5/1/2016
96-101F3PDFCessation of Operations Report for Recognized Trade Repository FormEffective5/1/2016
96-101CPPDFCompanion Policy to MI 96-101 - Consolidated VersionCompanion PolicyAs Changed9/30/2016
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Proposed Amendments Related to 96-101

No documents found
NumberDocument TitleRegulatory Instrument TypeStatusDate
96-101PDFAmendments to MI 96-101Amendments to InstrumentEffective9/30/2016
96-101CPPDFChanges to 96-101CPChanges to PolicyEffective9/30/2016
96-503PDFExpired - Exemption from Derivatives Reporting Requirements in MI 96-101 for Certain Derivatives Reported to Certain Data CentresBlanket OrderExpired8/15/2016
PDFAmendments to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data ReportingCSA NoticePublished6/30/2016
96-101PDFTrade Repositories and Derivatives Data ReportingMultilateral InstrumentEffective5/1/2016
PDFRequest for Comments Proposed Amendments to MI 96-101 and Proposed Changes to 96-101CP (includes comment letters received)CSA NoticePublished2/16/2016
PDFApproval MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data ReportingCSA NoticePublished1/22/2016
96-101PDFProposed MI 96-101 Trade Repositories and Derivatives Data Reporting and Proposed MI 91-101 Derivatives Product Determination (includes comment letters received)CSA NoticePublished1/21/2015
91-302PDFUpdated Model Provincial Rules-Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting (includes comment letters received) CSA NoticePublished6/6/2013
91-301PDFModel Provincial Rules-Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting Consultation PaperPublished12/6/2012
91-402PDFDerivatives: Trade RepositoriesConsultation PaperPublished6/23/2011