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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

24-504 - Exemption from Clearing Agency Recognition [Blanket Order]

24-504PDFExemption from Clearing Agency RecognitionBlanket OrderEffective10/31/2015
PDFExemption from Clearing Agency RecognitionASC NoticePublished10/1/2015
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Proposed Amendments Related to 24-504

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