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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

94-102 - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI]

94-102PDFDerivatives: Customer Clearing and Protection of Customer Collateral and PositionsNational InstrumentEffective7/3/2017
94-102F1PDFCustomer Collateral Report: Direct IntermediaryFormEffective7/3/2017
94-102F2PDFCustomer Collateral Report: Indirect IntermediaryFormEffective7/3/2017
94-102F3PDFCustomer Collateral Report: Regulated Clearing AgencyFormEffective7/3/2017
94-102CPPDFCompanion Policy to NI 94-102Companion PolicyEffective7/3/2017
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Proposed Amendments Related to 94-102

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