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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

45-517 - Prospectus Exemption for Start-Up Businesses [ASC Rule]

45-517PDFProspectus Exemption for Start-Up Businesses - Consolidated Version ASC RuleAs Amended10/31/2016
45-517F1PDFStart-Up Business Offering DocumentFormEffective7/19/2016
45-517F2PDFStart-Up Business Risk AcknowledgementFormEffective7/19/2016
45-517CPPDFCompanion Policy to ASC Rule 45-517 - Consolidated Version Companion PolicyAs Changed12/12/2017
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Proposed Amendments Related to 45-517

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NumberDocument TitleRegulatory Instrument TypeStatusDate
45-517CPPDFChanges to 45-517CPChanges to PolicyEffective12/12/2017
PDFChanges to Companion Policy 45-517ASC NoticePublished12/12/2017
PDFChanges to Companion Policy 45-517ASC NoticePublished10/3/2017
45-517CPPDFChanges to 45-517CPChanges to PolicyEffective10/3/2017
45-517PDFAmendments to ASC Rule 45-517 (arising from MI 45-108)Amendments to ASC RuleEffective10/31/2016
45-517CPPDFChanges to 45-517CP (arising from MI 45-108)Changes to PolicyEffective10/31/2016
PDFASC Rule 45-517 Prospectus Exemption for Start-Up BusinessesASC NoticePublished7/26/2016
45-517PDFProspectus Exemption for Start-Up BusinessesASC RuleEffective7/19/2016
45-517CPPDFCompanion Policy to ASC Rule 45-517Companion PolicyEffective7/19/2016
45-109PDFReplaced - Request for Comment Proposed MI 45-109 Prospectus Exemption for Start-up Businesses (includes comment letters received)CSA NoticePublished10/19/2015