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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

ASC Investor Alerts

Stay up to date by reviewing the latest ASC investor alerts and investor notices. The lists on this page are not exhaustive - you still need to do your own due diligence before investing with any company or individual.

Previous ASC alerts (last five years)

You can also read our news releases that outline upcoming ASC hearings and any investor alerts, as well as our You ASC'd blog which discusses current topics of interest or concern to investors.


Other Alerts


Across Canada

Check out alerts from across the country as issued by the Canadian Securities Administrators (CSA) and other securities regulators.

International