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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).


Can't find the term you're looking for in the list below? Try these websites:

How do I find more information on letters and designations you might see listed after a financial professional's name.

See Our Guide to Designations

An investment made to reduce the risk of adverse price movements of another asset.
hedge fund
An investment pool that uses advanced investment strategies that are not generally permitted for traditional mutual funds. Examples include various types of derivatives.
A strategy sometimes used to offset a perceived investment risk. For example, an investor might “short” a stock when he or she believes the price of the stock will decline. By selling a stock short the investor is banking that the price will fall so he or she borrows shares, sells them short, and if the price does fall he or she buys them back at a cheaper price, returns them to their owner and the difference is that investor’s profit.
high yield investment program (HYIP)
An investment that promises high rates of return but is a scam. It is a type of Ponzi scheme where returns are paid with money invested by new investors.