Skip Ribbon Commands
Skip to main content
Navigate Up
Sign In
or
Check registration (?)

The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Glossary

Can't find the term you're looking for in the list below? Try these websites:

How do I find more information on letters and designations you might see listed after a financial professional's name.

See Our Guide to Designations

Know Your Client (KYC) rule
This requirement ensures that advisers know detailed information about their clients' risk tolerance, investment knowledge and financial position. This information is collected on forms designed to protect both clients and advisers.
​​​