Can't find the term you're looking for in the list below? Try these websites:
How do I find more information on letters and designations you might see listed after a financial professional's name.
See Our Guide to Designations
- Know Your Client (KYC) rule
- This requirement ensures that advisers know detailed information about their clients' risk tolerance, investment knowledge and financial position. This information is collected on forms designed to protect both clients and advisers.