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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).


Can't find the term you're looking for in the list below? Try these websites:

How do I find more information on letters and designations you might see listed after a financial professional's name.

See Our Guide to Designations

takeover bid
An offer that a shareholder or prospective shareholder makes to acquire at least 20% of the shares of a company.
term deposit
A type of deposit with a financial institution that is repaid to you at a specified time (for example, 90 days or one year) and at a specified interest rate.
thinly traded
A term that describes an inactive or infrequently traded security.
TMX group
A public company that operates several markets including the Toronto Stock Exchange, TSX Venture Exchange, and the Montreal Exchange.
A trade is the disposition of a security for valuable consideration. It does not include the purchase of a security or a transfer, pledge or mortgage or other encumbrance of a security for the purpose of giving collateral for debt.
trailer fees
A commission or fee paid monthly or quarterly to salespeople for advice and other services.
transfer agent
A trust company, bank, or financial institution that a company appoints to maintain records of investors and account balances and transactions.
trust company
A financial institution, similar to a bank, that can take deposits and make loans; trust companies often provide other specialized services that banks cannot, like​ administering estates and pension plans.
Toronto Stock Exchange - TSX is a subsidiary of TSX Group.
TSX Group
A public company that owns the Toronto Stock Exchange and TSX Venture Exchange.
TSX Venture Exchange
The national junior Equity exchange, a subsidiary of TSX Group.