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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

ASC Connect 2018


On October 9th, 2018, the second annual ASC Connect conference will bring together hundreds of market participants to discuss the critical issues and trends affecting the capital markets. The conference includes a full day of informative and interactive plenary sessions led by senior ASC leaders and industry experts, with a range of topics from our expanding enforcement toolbox to how technology is driving change in the capital markets.

The ASC is pleased to welcome distinguished guest Gordon Giffin, former U.S. Ambassador to Canada, who will provide the keynote address: Rhetoric and relationships: Insights into our neighbour to the south, sharing his insights on the state of Canada’s relationship with the U.S. Ambassador Giffin is the Global Vice Chair of Dentons. He is currently on the board of Directors of TransAlta Corp, Canadian National Railway and is Lead Director of Canadian Natural Resources.

ASC Connect will also feature Adam Felesky, CEO of Portag3 Ventures, as a panelist for Transformational Technologies: Diversification and innovation in Canada’s capital market. Previously, Mr. Felesky founded and was the CEO of Horizons Exchange Traded Funds, a director and founding investor of BetaShares Exchange Traded Funds in Australia and also led the launch of an ETF platform in Colombia.

Click here to view the full agenda. Registration is open here and tickets can be purchased for $175.


Please contact with any inquiries.

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