ASC Registrant Outreach and Education Seminars (May 2017)
Registration for this event is now closed.
The ASC’s Outreach & Education Seminars designed for Alberta-based Exempt Market Dealers, Portfolio Managers and Investment Fund Managers were held in May 2017
- Calgary (in-person): Wednesday, May 24, 2017, 7:30 a.m. to 11:45 a.m. MT, Westin Hotel (320 - 4th Avenue SW), Britannia/Belaire Room
- Edmonton (in-person): Wednesday, May 31, 2017, 7:30 a.m. to 11:45 a.m. MT, Westin Hotel (10135-100 Street), Devonian Room
The audio recording and PDF slide decks for each session are now available (see below).
- Exempt Market Dealer’s (EMD) Focused Reviews Results: PDF, Audio
- Exempt Market Dealer’s (EMD) Compliance for CCOs: PDF, Audio (coming soon)
- Client Relationship Model (CRM2) Reporting: PDF, Audio
If you have any questions, please contact events.asc.ca