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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Event or Presentation:
ASC Regulation Outreach & Education Seminars
Location:Calgary, Edmonton
Documents:

The ASC’s Outreach & Education Seminars designed for Alberta-based Exempt Market Dealers, Portfolio Managers and Investment Fund Managers were held in Edmonton on Thursday, November 2, 2017 and in Calgary on Wednesday, November 8, 2017.   

The audio presentations and slide decks from the ASC's 2017 Registrant Outreach and Education Seminars are now available here.

 

 

Date and Time:11/2/2017 9:00 AM