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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Event or Presentation:ASC Registrant Outreach and Education Seminars- May 2018
Location:Calgary, Edmonton
Documents:

The ASC’s Outreach and Education Seminars designed for Alberta-based Exempt Market Dealers, Portfolio Managers and Investment Fund Managers ​were held in Calgary on Tuesday, May 29, 2018 and in Edmonton on Thursday, May 31, 2018.

The slide deck from the ASC's 2018 Registrant Outreach and Education Seminars is now available here​.​​​

The audio presentations and slide decks are now available here.

Know-Your-Product

Presented by Matias Pendola and Adam Hillier

Performance Reporting Basics

Presented by Kathy Ferguson

Cyber Security

Presented by Zulqer Khan

Cyber Security

Presented by Jean Hernandez


Date and Time:5/29/2018 9:00 AM