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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 592-8186
media@asc.ca

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Date
Title
9/17/2018CSA appoints new Secretary General
9/13/2018Canadian securities regulators propose rules to prohibit certain embedded commissions
9/13/2018 Canadian securities regulators announce agreement with Kx to deliver advanced post-trade analysis
9/13/2018ASC seeks comment on Blanket Order that would facilitate access to capital for community economic development corporations
9/10/2018Bahamian Broker Agrees to Settlement for Unregistered Trading
9/6/2018Canadian securities regulators propose rule regarding non-GAAP and other financial measures
8/27/2018JSOT criminally charges Shaun Wayne Howell with fraud and theft
8/23/2018Canadian securities regulators issue guidance on bail-in debt regime
8/20/2018ASC concludes Settlement Agreement with Shane David Yawrenko and Umbrella Merchant Services Inc.
8/15/2018ASC panel dismisses application for Interim Orders against Marc Culver Cohodes
8/10/2018ASC finalizes rule amendments to facilitate cross-border offerings by Alberta issuers
8/9/2018ASC seeks Interim Cease Trade Order against Marc Culver Cohodes
8/7/2018Investor Alert: ASC warns public about investoneforme
8/1/2018Canadian securities regulators provide update on trading fees and rebates pilot study
8/1/2018Undertaking by edatanetworks Inc. and Terrence Tietzen extended
7/27/2018Canadian securities regulators advise of unauthorized access to National Registration Database
7/26/2018Canadian securities regulators provide update on approach to determining director and audit committee member independence
7/20/2018JSOT criminally charges Neil Andrew McDonald with fraud and other criminal offences
7/19/2018Canadian securities regulators highlight common deficiencies in issuers’ continuous disclosure
7/12/2018Interim Cease Trade Order against Nicholas John Felgate Extended
7/10/2018Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities
7/9/2018Undertaking entered into by edatanetworks Inc. and Terrance Tietzen
7/4/2018Canadian securities regulators publish MFDA oversight review report
7/3/2018Canadian securities regulators publish annual report highlighting investor education campaigns and activities
6/28/2018ASC alleges Alberta company secretly controlled by Bert Lavallee and Brian Gibbs
  
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