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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 592-8186
media@asc.ca

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Date
Title
5/11/2018ASC alleges Edmonton businessman perpetrated a fraud on investors
5/10/2018Alberta Securities Commission announces appointment of new Vice-Chair
5/4/2018ASC announces new provision within the Credit for Exemplary Cooperation in Enforcement Matters Policy
4/26/2018Canadian securities regulators publish IIROC oversight review report
4/25/2018JSOT criminally charges David Del Bianco with fraud and money laundering
4/23/2018Joint Forum of Financial Market Regulators holds its Annual Meeting
4/19/2018Canadian securities regulators seek input on the proposed derivatives registration rule
4/17/2018ASC proposes rule amendments to help facilitate cross-border offerings by Alberta issuers
4/12/2018Canadian securities regulators outline disclosure expectations for real estate reporting issuers
4/12/2018Canadian securities regulators seek comment on soliciting dealer arrangements
4/9/2018Alberta Securities Commission announces appointment of two new commission members
4/5/2018 Canadian securities regulators report on climate change-related disclosure project
4/5/2018ASC issues Interim Cease Trade Order against Imagine Research and Technology Inc., Douglas Alexander Whyte and Brian Michael Jones
3/29/2018Canadian securities administrators adopt amendments related to reselling securities of foreign issuers
3/29/2018Canadian securities regulators publish amendments relating to designated rating organizations
3/27/2018Canadian securities administrators announce policy projects aiming to reduce regulatory burden in public markets
3/19/2018ASC extends Interim Cease Trade Order against Nicholas John Felgate
3/16/2018Canadian securities regulators provide update on the consideration of trading fee rebate pilot study
3/8/2018Canadian securities administrators propose changes to the syndicated mortgage regime
3/6/2018ASC finds that Arnold Breitkreutz, Susan Way and Base Finance Ltd. breached Alberta securities laws
3/2/2018ASC sanctions Jason Currey and related companies for breaching Alberta securities laws
3/2/2018ASC issues Interim Cease Trade Order against Nicholas John Felgate
3/1/2018Albertans liken swimming with sharks to being tested on their financial literacy
2/23/2018ASC extends temporary trading halt against Robix Environmental Technologies, Inc.
2/22/2018ASC reciprocates SEC order against Fengjiu Zhang
  
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