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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 592-8186
media@asc.ca

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Date
Title
1/12/2018Canadian securities regulators issue statement following rescission of the Cole Memorandum
12/27/2017ASC concludes Settlement Agreement with Klaas Vantooren
12/20/2017ASC suspends registration of Privest Wealth Management
12/18/2017Canadian securities administrators remind investors of inherent risks associated with cryptocurrency futures contracts
12/13/2017Rand Stevenson securities conviction upheld by Court of Appeal
12/13/2017Court of Queen’s Bench dismisses sentence appeal of Edmonton resident Jeremy (Jay) Peers
12/12/2017Regulators sign an agreement with the Australian Securities and Investments Commission
12/12/2017Saskatchewan and Alberta make cross-border financing easier
12/7/2017Canadian securities regulators publish notice on complying with requirements regarding the Ombudsman for Banking Services and Investments
12/4/2017Canadian Securities Administrators 2017 Investor Index: Canadian investors show increasing optimism about their economic future, but significant investor education needs remain
11/30/2017Canadian securities regulators release detailed data from review of women on boards and in executive officer positions
11/30/2017ASC alleges Edmonton resident Robert Carl Stewart and Tamarisk Energy Corp. breached Alberta securities laws
11/24/2017ASC sanctions Wayne Loderick Bennett for breaching Alberta securities laws
11/23/2017 ASC publishes repeal and replacement of ASC Rule 71-801
11/16/2017ASC alleges former public company Cash Store Financial Services Inc., Gordon Reykdal and Nancy Bland breached Alberta securities laws
11/14/2017ASC issues Interim Order against Allan Robert Magneson and New Wave Innovations Ltd.
11/2/2017Regulators sign an agreement with the Abu Dhabi Global Market Financial Services Regulatory Authority
10/26/2017Canadian securities regulators seek comment on approach to determining director and audit committee member independence
10/19/2017Canadian securities regulators release review of registered firms’ cyber security and social media practices
10/18/2017ASC alleges Calgary men conspired with American residents to manipulate markets
10/16/2017ASC Announces Credit for Exemplary Cooperation in Enforcement Matters Policy
10/16/2017Canadian securities regulators outline disclosure expectations and certain risks for issuers with U.S. marijuana-related activities
10/5/2017Regulators Release New Findings and Trends on Women on Boards and in Executive Officer Positions
10/5/2017Significant compliance by Alberta companies with new gender diversity disclosure requirements
10/3/2017ASC publishes updated companion policy for ASC Rule 45-517
  
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