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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 592-8186
media@asc.ca

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Date
Title
11/16/2017ASC alleges former public company Cash Store Financial Services Inc., Gordon Reykdal and Nancy Bland breached Alberta securities laws
11/14/2017ASC issues Interim Order against Allan Robert Magneson and New Wave Innovations Ltd.
11/2/2017Regulators sign an agreement with the Abu Dhabi Global Market Financial Services Regulatory Authority
10/26/2017Canadian securities regulators seek comment on approach to determining director and audit committee member independence
10/19/2017Canadian securities regulators release review of registered firms’ cyber security and social media practices
10/18/2017ASC alleges Calgary men conspired with American residents to manipulate markets
10/16/2017ASC Announces Credit for Exemplary Cooperation in Enforcement Matters Policy
10/16/2017Canadian securities regulators outline disclosure expectations and certain risks for issuers with U.S. marijuana-related activities
10/5/2017Regulators Release New Findings and Trends on Women on Boards and in Executive Officer Positions
10/5/2017Significant compliance by Alberta companies with new gender diversity disclosure requirements
10/3/2017ASC publishes updated companion policy for ASC Rule 45-517
10/2/2017US-based broker agrees to settlement for unregistered trading
9/29/2017ASC announces dates for open sessions on proposed reforms to discontinue embedded commissions
9/28/2017Canadian securities regulators announce ban on binary options
9/28/2017ASC publishes proposed repeal and replacement of ASC Rule 71-801
9/18/2017ASC Announces Panel Speakers and Agenda for ASC Connect 2017
9/15/2017Canadian securities regulators publish MFDA oversight review report
9/12/2017CSA seeks new members for Mining Technical Advisory and Monitoring Committee
8/24/2017Canadian securities regulators outline securities law requirements that may apply to cryptocurrency offerings
8/18/2017ASC concludes Settlement Agreement with David Gregor McClure
8/4/2017ASC alleges Brian Arthur Kitts and Vesta Capcorp Inc. perpetrated a fraud on investors
7/31/2017Canadian securities regulators publish annual report outlining investor education campaigns and activities
7/27/2017Canadian Securities Regulators Publish Final Amendments to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers
7/27/2017Canadian securities regulators publish guidance on conflict of interest transactions
7/20/2017Securities Regulators Adopt Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
  
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