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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 592-8186
media@asc.ca

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Date
Title
7/12/2018Interim Cease Trade Order against Nicholas John Felgate Extended
7/10/2018Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities
7/9/2018Undertaking entered into by edatanetworks Inc. and Terrance Tietzen
7/4/2018Canadian securities regulators publish MFDA oversight review report
7/3/2018Canadian securities regulators publish annual report highlighting investor education campaigns and activities
6/28/2018ASC alleges Alberta company secretly controlled by Bert Lavallee and Brian Gibbs
6/28/2018ASC alleges Lutheran Church program misled investors
6/25/2018Alberta Securities Commission establishes New Economy division and appoints Director
6/21/2018Canadian securities regulators align to publish harmonized response to concerns with the client-registrant relationship
6/15/2018Securities regulators urge Canadians to watch for red flags of financial abuse of older Canadians
6/14/2018Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers
6/13/2018Albertans 55+ say they are approached with fraudulent investments more often
6/12/2018Alberta Securities Commission announces appointment of new General Counsel
6/11/2018Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens
6/6/2018CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
5/24/2018Canadian securities regulators seek comment on post-trade transparency requirements for government and corporate debt securities
5/24/2018Canadian securities regulators focus on areas for reducing regulatory burden for investment funds
5/24/2018Former public company CFO admits to permitting violations of Alberta securities laws
5/11/2018ASC alleges Edmonton businessman perpetrated a fraud on investors
5/10/2018Alberta Securities Commission announces appointment of new Vice-Chair
5/4/2018ASC announces new provision within the Credit for Exemplary Cooperation in Enforcement Matters Policy
4/26/2018Canadian securities regulators publish IIROC oversight review report
4/25/2018JSOT criminally charges David Del Bianco with fraud and money laundering
4/23/2018Joint Forum of Financial Market Regulators holds its Annual Meeting
4/19/2018Canadian securities regulators seek input on the proposed derivatives registration rule
  
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