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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 592-8186

3/19/2018ASC extends Interim Cease Trade Order against Nicholas John Felgate
3/16/2018Canadian securities regulators provide update on the consideration of trading fee rebate pilot study
3/8/2018Canadian securities administrators propose changes to the syndicated mortgage regime
3/6/2018ASC finds that Arnold Breitkreutz, Susan Way and Base Finance Ltd. breached Alberta securities laws
3/2/2018ASC sanctions Jason Currey and related companies for breaching Alberta securities laws
3/2/2018ASC issues Interim Cease Trade Order against Nicholas John Felgate
3/1/2018Albertans liken swimming with sharks to being tested on their financial literacy
2/23/2018ASC extends temporary trading halt against Robix Environmental Technologies, Inc.
2/22/2018ASC reciprocates SEC order against Fengjiu Zhang
2/22/2018ASC alleges Logan Keith Shaw and 1681502 Alberta Ltd. perpetrated a fraud on investors
2/20/2018ASC finds that Ron Aitkens, Roy Beyer, Foundation Group Capital Trust and related companies breached Alberta securities laws
2/8/2018Canadian securities regulators sign agreement with the French Autorité des marchés financiers
2/8/2018ASC alleges Calgarians engaged in fraudulent pump and dump scheme
2/8/2018Canadian securities regulators publish revised disclosure expectations for issuers with U.S. marijuana-related activities
2/2/2018ASC orders temporary trading halt against Robix Environmental Technologies, Inc.
1/12/2018Canadian securities regulators issue statement following rescission of the Cole Memorandum
12/27/2017ASC concludes Settlement Agreement with Klaas Vantooren
12/20/2017ASC suspends registration of Privest Wealth Management
12/18/2017Canadian securities administrators remind investors of inherent risks associated with cryptocurrency futures contracts
12/13/2017Rand Stevenson securities conviction upheld by Court of Appeal
12/13/2017Court of Queen’s Bench dismisses sentence appeal of Edmonton resident Jeremy (Jay) Peers
12/12/2017Regulators sign an agreement with the Australian Securities and Investments Commission
12/12/2017Saskatchewan and Alberta make cross-border financing easier
12/7/2017Canadian securities regulators publish notice on complying with requirements regarding the Ombudsman for Banking Services and Investments
12/4/2017Canadian Securities Administrators 2017 Investor Index: Canadian investors show increasing optimism about their economic future, but significant investor education needs remain
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