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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

News Releases

News releases are archived from 1999. Please note that our transition to a new website may result in formatting errors and incorrect links in news releases released prior to August 2013. Please use the contact information below if you have any questions about a specific news release.

Contact ASC Media Relations:
(403) 297-4008

4/28/2017ASC suspends registration of Walton Capital Management Inc.
4/27/2017Canadian securities regulators outline steps to support transition to T+2
4/26/2017Canadian securities regulators propose to ban advertising, offering, selling and trading in binary options
4/25/2017Canadian securities regulators seek comment on potential oversight requirements for foreign audit firms
4/6/2017Canadian securities regulators seek comments on reducing regulatory burden for non-investment fund reporting issuers
4/6/2017Canadian securities administrators publish summary of the roundtable on response to cyber security incidents
4/6/2017ASC extends interim order against Reporting Insiders of Saint Jean Carbon Inc.
4/4/2017Canadian securities regulators seek input on proposed business conduct rules for derivatives dealers and advisers
3/30/2017Canadian Securities Administrators Renew Term of Chair and Vice-Chair
3/23/2017Frozen funds from Prospera Mortgage and Prosperity Development to be distributed to investors
3/23/2017Edmonton man settles with ASC for trading shares on a tip from a friend
3/22/2017ASC issues Interim Order against Reporting Insiders of Saint Jean Carbon Inc.
3/22/2017Alberta Securities Commission named one of Alberta’s top employers for third consecutive year
3/21/2017Canadian securities regulators announce climate change disclosure review project
3/17/2017Kenneth Fowler pleads guilty to breaching Alberta securities laws
3/17/2017ASC finds Joseph Kostelecky contravened Alberta securities laws
3/16/2017Canadian securities regulators provide guidance for disclosure improvements following a review of investment entities
3/14/2017ASC sanctions Dwight Victor Spaetgens for contravening Alberta securities laws
3/9/2017Canadian securities regulators highlight need for improved social media disclosure practices by reporting issuers
3/8/2017ASC orchestrates the ‘perfect scam’ for Fraud Prevention Month
3/2/2017Canadian Securities Administrators Urge Canadians to Protect Themselves Against Binary Options Fraud
2/27/2017Canadian securities regulators introduce innovative initiatives and increase collaboration to deter market misconduct
2/24/2017Supreme Court of Canada agrees no jury trials for securities offences
2/23/2017The Canadian Securities Administrators Launch a Regulatory Sandbox Initiative
2/21/2017JSOT makes first arrest in fight against financial crime
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