News Releases
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News Releases 

News releases are archived from 1999.

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Contact ASC Media Relations:
(403) 297-4481
media@asc.ca

1/27/2012Canadian securities regulators adopt regulatory regime for Credit Rating Organizations
1/20/2012ASC extends cease trade order against Aspen Springs Capital Group, Sundre Development and William Joseph Sander
1/20/2012ASC suspends Foundation Securities Corporation registration
1/11/2012ASC orders $5.6 million in penalties for Concrete Equities executives
12/23/2011ASC staff allege fraud by Victor George DeLaet and Stanley Kenneth Gitzel
12/23/2011Court issues warrant for Amarinder Singh Lall
12/22/2011ASC extends cease trade order against Stevenson, Derricott and OCI Q Corp.
12/12/2011ASC sanctions Calgary man $180,000 for fraud
12/12/2011ASC temporarily cease trades Rand Tyler Stevenson, Brent Ray Derricott and OCI Q Corp.
12/12/2011ASC reciprocates bans against Voyageur Foundation, Philip Jarman, Yves Godin, Gérard Reid and Claude Tremblay
12/9/2011ASC sanctions former Wealthstreet Inc. executive David Jones
12/9/2011ASC alleges illegal insider trading against Dale Francis Holtby and John Jacob Shepert
12/8/2011ASC staff allege illegal insider trading against Robert Stan, Anita Roncin, Eugene Nagai, Timothy Riordon, Kevin Wade, and Kathryn Stan
12/8/2011ASC finds Shire’s Jeanette Cleone Couch perpetrated a fraud on investors
12/6/2011ASC and MSC settle with Manitoba financial planner for illegal insider trading
11/30/2011ASC charges Amarinder Singh Lall with fraud in Provincial Court
11/25/2011Canadian Securities Regulators Propose Enhancements to Scholarship Plan Disclosure
11/25/2011The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement.
11/25/2011Canadian Securities Regulators Propose Amendments to “Pre-Marketing” and “Marketing” Prospectus Rules
11/25/2011OCI Q Corp., Stevenson and Derricott temporarily cease trading
11/18/2011Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
11/17/2011ASC announces winner of Investor Education Month online contest
11/10/2011Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions
11/10/2011ASC staff seek to reciprocate bans against Voyageur Foundation, Philip Jarman, Yves Godin, Gérard Reid and Claude Tremblay
10/31/2011Canadian securities regulators announce launch of online investment fraud awareness campaign
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