News Releases
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News Releases 

News releases are archived from 1999.

Contact ASC Media Relations:
(403) 297-4481
media@asc.ca

9/1/2010ASC extends cease trade order against Calgary businessman Hugo Pittoors and Humanus Initiative
8/24/2010ASC cease trades Skymark Research, Momentum Consultants, Tradeshow Marketing Company and Pacific Blue Energy
8/20/2010ASC extends cease trade order against Edmonton businessman Ronald Theodore Cloutier and a number of his companies
8/19/2010ASC alleges Concrete Equities’ Varun Vinny Aurora, David Humeniuk and David Jones breached Alberta securities laws
8/19/2010ASC discontinues current Lavallee proceedings
8/11/2010ASC cease trades Calgary businessman Hugo Pittoors and Humanus Initiative
8/9/2010ASC extends cease trade order against Salad Greenhouse, SG Alberta, Ronald Tuttle and Michael G. Goetz
8/6/2010ASC alleges Olds resident Richard Sayler illegally sold securities
8/5/2010ASC extends cease trade order against Aspen Springs Capital Group, Sundre Development and William Joseph Sander
8/4/2010Edmonton businessman Ronald Cloutier and a number of his companies ordered to cease trading in securities
7/30/2010ASC concludes $80,000 settlement with Vernon Arnold Krikke
7/28/2010ASC cease trades Salad Greenhouse, SG Alberta, Ronald Tuttle and Michael Goetz
7/27/2010ASC ceases trades Aspen Springs Capital Group, Sundre Development and William Joseph Sander
7/23/2010CSA Review Shows Issuers are Improving Disclosure on IFRS Transition
7/23/2010ASC finds illegal trades and distributions by Calgary-based Delta 3 Capital Corporation
7/21/2010ASC concludes $35,000 settlement with Ali Ghani
7/20/2010ASC finds Robert Smylski and Smylski Consulting Services violated Alberta securities laws
7/16/2010Canadian Securities Regulators Propose Regulatory Regime for Credit Rating Organizations
7/16/2010Supreme Court of Canada denies appeal challenging two Alberta Securities Act provisions
7/9/2010Canadian Securities Regulators Release MFDA Oversight Review Report
7/9/2010Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010
7/7/2010ASC settles with Kylskap Creek Holdings and Charles Alexander Mark Lenko
7/6/2010ASC reaches $40,000 settlement with Penny Jean Sellars
6/29/2010ASC Sanctions Calgary-based Flag Resources, Golden Briar Mines and Murdo McLeod
6/25/2010Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers
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