News Releases
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News Releases 

News releases are archived from 1999.

Contact ASC Media Relations:
(403) 297-4481
media@asc.ca

7/2/2009Canadian Securities Regulators Launch Online Fee Guide
6/26/2009ASC Cease Trades Sellars Financial Inc., Robert John Sellars and Penny Jean Sellars
6/24/2009ASC Staff Allege Foundation Capital Illegally Promoted Spruce Ridge Estates and Spruce Ridge Capital Securities
6/19/2009Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors
6/17/2009ASC Finds Global Petroleum Strategies Operated a Boiler Room
6/16/2009ASC Extends Cease Trade Order Against Cleone Couch and Shire International
6/15/2009Securities regulators urge Canadians to help prevent financial abuse of seniors
6/12/2009Canadian Regulators Provide Guidance on Transition to New Registration Regime
6/8/2009ASC Finds Sea Sun Capital and Koch Illegally Sold Securities
6/5/2009Canadian Securities Regulators Announce that TSX Inc. will Act as an Information Processor for Exchange-Traded Securities
6/5/2009ASC Cease Trades Cleone Couch and Shire International
6/5/2009ASC Seeks Trading Ban Against B.C. Resident Henry Jung
5/29/2009ASC Settles Insider Trading Case with Geologist
5/28/2009ASC Staff Allege Florida-Based Company Illegally Advising and Selling Securities
5/20/2009ASC Alleges Illegal Sales of Gold-Quest International Securities
5/14/2009 Alberta Court of Appeal Upholds ASC Decision Against Grossman
5/13/2009ASC Settles with Petroleum Unlimited and Roger Kimmel
4/30/2009ASC Settles with Lucid over Improper Advertising
4/28/2009ASC Settles with CV Technologies’ VP of Communications
4/27/2009ASC Settles With Calgary Oil and Gas Research Analyst
4/23/2009Investor Watch: Get the facts before investing in real estate-based securities
4/14/2009CSA increases financial literacy among youth with “Financial Fitness Challenge”
4/13/2009Alberta Court of Appeal Upholds ASC Decisions Against Blue Range Executives
3/30/2009Terms of CSA Chair and Vice-Chair Renewed
3/30/2009ASC Decision Against KCP Innovative and Baker Upheld by Court of Appeal
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