News & Publications
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News & Publications 

We're committed to providing you with open, honest and timely information about the role the ASC plays in Alberta's capital market. View the news releases from the last 30 days below, or see the complete listing in our news release section.

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5/17/2013ASC orders bans against Steven Vincent Weeres and Rebekah Donszelmann
5/16/2013Alberta Provincial Court upholds investigation powers of ASC
5/15/2013Alberta Provincial Court rules Securities Act fraud provisions constitutional
5/13/2013ASC rules Edmonton businessmen illegally traded securities
5/13/2013ASC finds Dale St. Jean, Gregory Tindall, TransCap Corporation and Strata-Trade Corporation perpetrated a fraud on Alberta investors
5/10/2013ASC reciprocates bans against JV Raleigh Superior Holdings, Ingram Jeffrey Eshun and Maisie Smith (a.k.a. Maizie Smith)
5/2/2013Canadian Securities Regulators Announce Roundtables to Receive Input on Statutory ‘Best Interest’ Duty
4/30/2013ASC seeks to reciprocate bans against Myron Sullivan II (a.k.a Fred Myron George Sullivan), Global Response Group and IMC-International Marketing of Canada
4/26/2013Canadian Securities Regulators undertake review following loss of personal information
4/25/2013New service provider for the operation of the CSA National Systems
4/22/2013ASC alleges illegal insider trading against Anthony Lambert, Sandra Pierce and Sean Turner
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