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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).


​Documents and Information Sources Relevant to Your Complaint

If you have documents supporting your complaint (for example, correspondence, offering documentation, account statements, advertising/marketing material, cancelled cheques, and subscription agreements), please provide us with copies. ​​​​​

Please Note: The ASC file upload service will only accept files that can be viewed with the following applications: Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Adobe Reader, Windows Photo Viewer, Windows Media Player and Internet Explorer. ​​​​​ ​​​​​