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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

DMD III Investors Group (Applicant)
CMS Financial Services Ltd. (Respondent)
Staff Counsel:Samir Sabharwal
Panel:Tom Cotter
Fred Snell, FCA
Date(s):16 March 2017 9:30 AM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary

​Decision 17 April 2017