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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

ASC Proceedings

This section provides information on the status of current and scheduled ASC hearings. These may include enforcement proceedings, adjudication relating to contested take-over bids, and reviews and appeals of decisions made by ASC Staff, exchanges or self-regulatory organizations. ASC hearings are generally open to the public.

Documents relating to past proceedings before the ASC:

Are you a party to, or otherwise involved in, an ASC hearing? Click here.

See Status of Current Proceedings