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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Respondents:
KOSTELECKY, Joseph Anton
Staff Counsel:Don Young
Panel:Fred Snell, FCA
Ian Beddis
Date(s):6 December 2016 9:00 AM
7 December 2016 9:00 AM
9 December 2016 9:30 AM
19 April 2017 1:00 PM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary
Document(s):

Sanction Decision 6 June 2017
Decision 15 March 2017
Merits Decision 14 March 2017
Ruling 13 December 2016
Notice of Withdrawal 13 July 2016
Settlement Agreement and Undertaking 15 June 2016
Settlement Agreement and Undertaking 14 June 2016
Settlement Agreement and Undertaking 14 June 2016
Ruling 6 November 2015
Notice of Hearing 6 February 2015