Skip Ribbon Commands
Skip to main content
Navigate Up
Sign In
Check registration (?)

The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Respondents:HOLTBY, John Herbert
KOWALCHUK, Randall George
Staff Counsel:Lorenz Berner
Tom McCartney
Panel:Tom N. Cotter
Richard A. Shaw, QC
Fred R.N. Snell, FCA
Date(s):19 August 2015 9:30 AM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary

Sanction Decision 28 September 2015
Court Decision 29 August 2014
Sanction Decision 27 June 2013
Merits Decision 11 February 2013
Amended Notice of Hearing 7 December 2011