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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Respondents:HOLTBY, John Herbert
KOWALCHUK, Randall George
Staff Counsel:Lorenz Berner
Tom McCartney
Panel:Tom N. Cotter
Richard A. Shaw, QC
Fred R.N. Snell, FCA
Date(s):19 August 2015 9:30 AM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary
Document(s):

Sanction Decision 28 September 2015
Court Decision 29 August 2014
Sanction Decision 27 June 2013
Merits Decision 11 February 2013
Amended Notice of Hearing 7 December 2011