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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Respondents:
SPAETGENS, Dwight Victor
Staff Counsel:Garner Groome
Panel:Maryse Saint-Laurent
Ian Beddis
Date(s):9 May 2016 9:00 AM
10 May 2016 9:00 AM
11 May 2016 9:00 AM
12 May 2016 9:00 AM
13 May 2016 9:00 AM
16 May 2016 9:00 AM
17 May 2016 9:00 AM
14 July 2016 9:00 AM
25 January 2017 9:00 AM
26 January 2017 8:30 AM
12 September 2017 9:00 AM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary
Document(s):

Sanction Decision 8 March 2017
Merits Decision 7 November 2016
Notice of Hearing
8 September 2015