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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Respondents:
FAUTH, Vernon Ray
Staff Counsel:Garner Groome
Panel:Maryse Saint-Laurent
Ian Beddis
Webster Macdonald, QC

closed hearing management meetings
13 December 2017 2:30 PM
10 January 2018 1:30 PM
Date(s):22 January 2018 9:00 AM
23 January 2018 9:00 AM
24 January 2018 9:00 AM
25 January 2018 9:00 AM
26 January 2018 9:00 AM
7 February 2018 9:00 AM
8 February 2018 9:00 AM
9 February 2018 9:00 AM
12 February 2018 1:00 PM
13 February 2018 9:00 AM
15 February 2018 9:00 AM
16 February 2018 9:00 AM
26 February 2018 9:00 AM
27 February 2018 9:00 AM
28 February 2018 9:00 AM
1 March 2018 9:00 AM
2 March 2018 9:00 AM
5 March 2018 9:00 AM
6 March 2018 9:00 AM
7 March 2018 9:00 AM
8 March 2018 9:00 AM
9 March 2018 9:00 AM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary
Document(s):

Ruling 11 January 2017
Notice of Hearing 11 May 2016