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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Respondents:
SHIMOON, Edmund
Staff Counsel:Robert Stack
Panel:Stephen R. Murison
Roderick J. McKay, FCA
Glen D. Roane
Date(s):18 February 2014 9:30 AM
19 February 2014 9:30 AM
21 February 2014 9:00 AM
24 February 2014 9:00 AM
25 February 2014 9:00 AM
26 February 2014 9:30 AM
27 February 2014 9:00 AM
28 February 2014 9:00 AM
10 March 2014 9:00 AM
11 March 2014 8:30 AM
12 March 2014 1:30 PM
13 March 2014 9:00 AM
14 March 2014 12:00 PM
17 March 2014 9:00 AM
18 March 2014 9:00 AM
19 March 2014 9:30 AM
20 March 2014 9:00 AM
21 March 2014 9:00 AM
1 May 2014 9:00 AM
2 May 2014 9:00 AM
5 May 2014 9:00 AM
6 May 2014 9:00 AM
7 May 2014 12:00 PM
20 May 2014 9:00 AM
21 May 2014 9:00 AM
22 May 2014 9:00 AM
11 June 2014 2:00 PM
30 September 2014 9:00 AM
1 October 2014 9:00 AM
14 April 2015 12:00 PM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary
Document(s):
Sanction Decision 11 May 2015
Merits Decision 23 February 2015
Notice of Hearing 23 March 2011