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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Staff Counsel:Natasha Bazant
Panel:Richard A. Shaw, QC
Stephen R. Murison
Fred R.N. Snell, FCA
Date(s):28 January 2014 2:00 PM
3 February 2014 9:00 AM
4 February 2014 9:00 AM
5 February 2014 9:00 AM
6 February 2014 9:00 AM
Location:Alberta Securities Commission, Hearing Room, 5th Floor, 250 - 5th Street SW, Calgary
Sanction Decision 3 September 2014
Merits Decision 17 June 2014
Notice of Hearing 8 April 2013