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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

     

You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers



Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDFAmerican Energy Partners Inc.12/13/2017Variation of a Cease Trade OrderAmerican Energy Partners Inc. Converde Energy USA Inc.
PDFCannabis Strategic Ventures12/12/2017Variation of a Cease Trade OrderCannabis Strategic Ventures
PDFQuestfire Energy Corp.12/5/2017Cease Trade OrderQuestfire Energy Corp.
PDFUS Oil Sands Inc.12/5/2017Cease Trade OrderUS Oil Sands Inc.
PDFPetrowest Corporation12/5/2017Cease Trade OrderPetrowest Corporation
PDFJiminex Inc.11/16/2017Revocation/ExpiryJiminex Inc.
PDFTele-Find Technologies Corp.11/9/2017Revocation/Expiry
PDFAgau Resources, Inc.11/6/2017Variation of a Cease Trade OrderAgau Resources, Inc.
PDFWest Isle Energy Inc.11/1/2017Variation of a Cease Trade OrderWest Isle Energy Inc.
PDF9580786 Canada Inc.9/28/2017Cease Trade Order9580786 Canada Inc.
PDFCanAsia Financial Inc.9/27/2017Revocation/ExpiryCanAsia Financial Inc.
PDFHorizon Minerals Corp.9/11/2017Cease Trade OrderHorizon Minerals Corp.
PDFBioLargo Inc.8/28/2017UndertakingBioLargo Inc.
PDFSilcom Systems Inc.8/16/2017Revocation/ExpirySilcom Systems Inc.
PDFInvestissements TSPL Inc.8/4/2017Revocation/ExpiryInvestissements TSPL Inc.
PDFPrince Resource Corporation8/4/2017Cease Trade OrderPrince Resource Corporation
PDFSIF #2 Solar Income & Growth7/27/2017Undertaking FulfilledSIF #2 Solar Income & Growth
PDFSIF #2 Solar Income & Growth7/25/2017UndertakingSIF #2 Solar Income & Growth
PDFAngus Manor Park A2A Capital Corp.7/24/2017Undertaking
PDFDowoodle Inc. 7/11/2017UndertakingDowoodle Inc.
PDFEnssolutions Group Inc.6/19/2017Revocation/ExpiryEnssolutions Group Inc.
PDFInternational SoftRock Oil Company Limited6/6/2017Revocation/ExpiryInternational SoftRock Oil Company Limited
PDFAnterra Energy Inc.6/5/2017Cease Trade OrderAnterra Energy Inc.
PDFWhite Tie Ventures Corp.6/5/2017Cease Trade OrderWhite Tie Ventures Corp.
PDFBow Tie Acquisitions Corp.6/5/2017Cease Trade OrderBow Tie Acquisitions Corp.