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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

     

You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers



Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDFProbity Mining 2017 Short Duration Flow-Through Limited Partnership7/10/2018UndertakingProbity Mining 2017 Short Duration Flow-Through Limited Partnership
PDFProbity Mining 2017-II Short Duration Flow-Through Limited Partnership7/10/2018UndertakingProbity Mining 2017-II Short Duration Flow-Through Limited Partnership
PDFBlackhawk Golf Club Limited Partnership 7/9/2018UndertakingBlackhawk Golf Club Limited Partnership
PDFReiva Global Corporation7/9/2018UndertakingReiva Global Corporation
PDFTethys Petroleum Limited6/28/2018Cease Trade OrderTethys Petroleum Limited
PDFAgau Resources Inc.6/28/2018Revocation/ExpiryAgau Resources Inc.
PDFLoon Energy Corporation6/26/2018Revocation/ExpiryLoon Energy Corporation
PDFPerisson Petroleum Corporation6/18/2018Revocation/ExpiryPerisson Petroleum Corporation
PDFAlkaLi3 Resources Inc.6/13/2018Revocation/ExpiryAlkaLi3 Resources Inc.
PDFSwift River Farmland 2017 Trust6/6/2018UndertakingSwift River Farmland 2017 Trust
PDFBioLargo, Inc.6/5/2018Undertaking FulfilledBioLargo, Inc.
PDFAlkaLi3 Resources Inc.6/5/2018Cease Trade OrderAlkaLi3 Resources Inc.
PDFJaguar Resources Inc.6/1/2018Revocation/ExpiryJaguar Resources Inc.
PDFImaging Dynamics Company Ltd.5/22/2018Revocation/ExpiryImaging Dynamics Company Ltd.
PDFBayshore Petroleum Corp.5/18/2018Revocation/ExpiryBayshore Petroleum Corp.
PDFWalton Ontario Land L.P. 15/16/2018Cease Trade OrderWalton Ontario Land L.P. 1
PDFGreat Prairie Energy Services Inc.5/16/2018Cease Trade OrderGreat Prairie Energy Services Inc.
PDFAdmiral Bay Resources Inc.5/16/2018Revocation/ExpiryAdmiral Bay Resources Inc.
PDFWalton Edgemont Development Corporation5/16/2018Cease Trade OrderWalton Edgemont Development Corporation
PDFAlkali3 Resources Inc.5/11/2018Revocation/ExpiryAlkali3 Resources Inc.
PDFWalton Westphalia Development Corporation5/11/2018Revocation/ExpiryWalton Westphalia Development Corporation
PDFVivione Biosciences Inc.5/10/2018Revocation/ExpiryVivione Biosciences Inc.
PDFLoon Energy Corporation5/4/2018Cease Trade OrderLoon Energy Corporation
PDFMontana Exploration Corp.5/4/2018Cease Trade OrderMontana Exploration Corp.
PDFManitok Energy Inc.5/4/2018Cease Trade OrderManitok Energy Inc.