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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

     

You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers



Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDFTalkTran Communications Corp.3/24/2017Cease Trade OrderTalkTran Communications Corp.
PDFSpotlight Innovation Inc.3/15/2017Revocation/ExpirySpotlight Innovation Inc.
PDFDefense Technologies International, Corp.3/6/2017Variation of a Cease Trade OrderDefense Technologies International, Corp.
PDFCan-Cal Resources Ltd.3/3/2017Cease Trade OrderCan-Cal Resources Ltd.
PDFLendingArch Financial Inc.3/3/2017UndertakingLendingArch Financial Inc.
PDFKestrel Gold Inc.2/21/2017Revocation/ExpiryKestrel Gold Inc.
PDFBrigadier Gold Limited2/17/2017Revocation/ExpiryBrigadier Gold Limited
PDFBTU Capital Corp.2/16/2017Revocation/ExpiryBTU Capital Corp.
PDFSparta Capital Ltd.2/14/2017Revocation/ExpirySparta Capital Ltd.
PDFMBMI Resources Inc.2/3/2017Variation of a Cease Trade OrderMBMI Resources Inc.
PDFSparta Capital Ltd.2/3/2017Cease Trade OrderSparta Capital Ltd.
PDFHemostemix Inc.2/2/2017ASC DecisionJed M. Wood et al (Appellant) TSX Venture Exchange (Respondent)
PDFPetrosonic Energy, Inc.1/18/2017Revocation/ExpiryPetrosonic Energy, Inc.
PDFDowoodle Inc.12/20/2016UndertakingDowoodle Inc.
PDFAltitude Resources Inc.12/8/2016Revocation/ExpiryAltitude Resources Inc.
PDFPetrosonic Energy, Inc.12/6/2016Cease Trade OrderPetrosonic Energy, Inc.
PDFAltitude Resources Inc.12/2/2016Cease Trade OrderAltitude Resources Inc.
PDFChitrChatr Communications Inc.12/2/2016Cease Trade OrderChitrChatr Communications Inc.
PDFGold Horn International Enterprises Group Limited 11/29/2016Revocation/ExpiryGold Horn International Enterprises Group Limited
PDFQuantum Fuel Systems Technologies Worldwide, Inc.11/25/2016Cease Trade OrderQuantum Fuel Systems Technologies Worldwide, Inc.
PDFTwin Butte Energy Ltd.11/18/2016Cease Trade OrderTwin Butte Energy Ltd.
PDFValhalla Diamond Trust11/10/2016Undertaking FulfilledValhalla Diamond Trust
PDFGold Horn International Enterprises Group Limited11/3/2016Cease Trade OrderGold Horn International Enterprises Group Limited
PDFTudor Corporation Ltd.11/3/2016Cease Trade OrderTudor Corporation Ltd.
PDFMetron Capital Corp.10/31/2016Revocation/ExpiryMetron Capital Corp.