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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

     

You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers



Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDFPetrolia Energy Corporation9/13/2018Cease Trade OrderPetrolia Energy Corporation
PDFGroundstar Resources Limited9/4/2018Cease Trade OrderGroundstar Resources Limited
PDFPetrocapita Energy Corp.8/27/2018UndertakingPetrocapita Energy Corp.
PDFE-Debit Global Corporation8/22/2018Variation of a Cease Trade OrderE-Debit Global Corporation GreenLink International Inc.
PDFFinancial Gravity Companies Inc.8/22/2018Variation of a Cease Trade OrderPacific Oil Company
PDFBorder Petroleum Limited8/21/2018Revocation/ExpiryBorder Petroleum Limited
PDFLightstream Resources Ltd.8/20/2018Variation of a Cease Trade OrderLightstream Resources Ltd.
PDFArkadia Capital Corp.8/14/2018Revocation/ExpiryArkadia Capital Corp.
PDFNavion Capital Inc.8/14/2018Revocation/ExpiryNavion Capital Inc.
PDFSIF #2 SOLAR INCOME & GROWTH8/13/2018UndertakingSIF #2 SOLAR INCOME & GROWTH
PDFArkadia Capital Corp.8/3/2018Cease Trade OrderArkadia Capital Corp.
PDFNavion Capital Inc.8/3/2018Cease Trade OrderNavion Capital Inc.
PDFBorder Petroleum Limited8/3/2018Cease Trade OrderBorder Petroleum Limited
PDFInternational SoftRock Oil Company Limited7/31/2018Revocation/ExpiryInternational SoftRock Oil Company Limited
PDFAtacama Resources International Inc. 7/27/2018Cease Trade OrderAtacama Resources International Inc.
PDFDiscourse Media Inc.7/25/2018UndertakingDiscourse Media Inc.
PDFDAYMAK INC.7/25/2018UndertakingDAYMAK INC.
PDFCertiStay Inc. 7/25/2018Settlement Agreement/UndertakingCertiStay Inc.
PDFProbity Mining 2017 Short Duration Flow-Through Limited Partnership7/10/2018UndertakingProbity Mining 2017 Short Duration Flow-Through Limited Partnership
PDFProbity Mining 2017-II Short Duration Flow-Through Limited Partnership7/10/2018UndertakingProbity Mining 2017-II Short Duration Flow-Through Limited Partnership
PDFBlackhawk Golf Club Limited Partnership 7/9/2018UndertakingBlackhawk Golf Club Limited Partnership
PDFReiva Global Corporation7/9/2018UndertakingReiva Global Corporation
PDFTethys Petroleum Limited6/28/2018Cease Trade OrderTethys Petroleum Limited
PDFAgau Resources Inc.6/28/2018Revocation/ExpiryAgau Resources Inc.
PDFLoon Energy Corporation6/26/2018Revocation/ExpiryLoon Energy Corporation