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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

     

You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers



Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDF3D Signatures Inc. 11/19/2018Revocation/Expiry3D Signatures Inc.
PDFBesra Gold Inc.11/8/2018Revocation/ExpiryBesra Gold Inc.
PDFPetro Viking Energy Inc.11/6/2018Variation of a Cease Trade OrderPetro Viking Energy Inc.
PDF3D Signatures Inc.11/2/2018Cease Trade Order3D Signatures Inc.
PDFInternational Spirits and Beverage Group, Inc.10/22/2018Revocation/ExpiryInternational Spirits and Beverage Group, Inc. FIMA, Inc.
PDFBTV Games Inc.10/15/2018Cease Trade OrderBTV Games Inc.
PDFTop Strike Resources Corp.10/10/2018Revocation/ExpiryTop Strike Resources Corp.
PDFReiva Global Corporation10/10/2018Undertaking FulfilledReiva Global Corporation
PDFTop Strike Resources Corp.10/5/2018Cease Trade OrderTop Strike Resources Corp.
PDFSierra Madre Developments Inc.10/2/2018Revocation/ExpirySierra Madre Developments Inc.
PDFPoplar Creek Resources Inc.9/18/2018Variation of a Cease Trade OrderPoplar Creek Resources Inc.
PDFPetrolia Energy Corporation9/13/2018Cease Trade OrderPetrolia Energy Corporation
PDFGroundstar Resources Limited9/4/2018Cease Trade OrderGroundstar Resources Limited
PDFPetrocapita Energy Corp.8/27/2018UndertakingPetrocapita Energy Corp.
PDFE-Debit Global Corporation8/22/2018Variation of a Cease Trade OrderE-Debit Global Corporation GreenLink International Inc.
PDFFinancial Gravity Companies Inc.8/22/2018Variation of a Cease Trade OrderPacific Oil Company
PDFBorder Petroleum Limited8/21/2018Revocation/ExpiryBorder Petroleum Limited
PDFLightstream Resources Ltd.8/20/2018Variation of a Cease Trade OrderLightstream Resources Ltd.
PDFArkadia Capital Corp.8/14/2018Revocation/ExpiryArkadia Capital Corp.
PDFNavion Capital Inc.8/14/2018Revocation/ExpiryNavion Capital Inc.
PDFSIF #2 SOLAR INCOME & GROWTH8/13/2018UndertakingSIF #2 SOLAR INCOME & GROWTH
PDFArkadia Capital Corp.8/3/2018Cease Trade OrderArkadia Capital Corp.
PDFNavion Capital Inc.8/3/2018Cease Trade OrderNavion Capital Inc.
PDFBorder Petroleum Limited8/3/2018Cease Trade OrderBorder Petroleum Limited
PDFInternational SoftRock Oil Company Limited7/31/2018Revocation/ExpiryInternational SoftRock Oil Company Limited