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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.


You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers

Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDFInternational SoftRock Oil Company Limited5/8/2017Cease Trade OrderInternational SoftRock Oil Company Limited
PDFForent Energy Ltd.5/8/2017Cease Trade OrderForent Energy Ltd.
PDFNorth Sur Resources Inc.5/8/2017Cease Trade OrderNorth Sur Resources Inc.
PDFWest Mountain Environmental Corp.5/8/2017Cease Trade OrderWest Mountain Environmental Corp.
PDFCaptiva Verde Industries Ltd.5/8/2017Cease Trade OrderCaptiva Verde Industries Ltd.
PDFSynodon Inc.5/8/2017Cease Trade OrderSynodon Inc.
PDFVirginia Hills Oil Corp.5/8/2017Cease Trade OrderVirginia Hills Oil Corp.
PDFLightstream Resources Ltd.5/8/2017Cease Trade OrderLightstream Resources Ltd.
PDFEmerald Bay Energy Inc.5/8/2017Cease Trade OrderEmerald Bay Energy Inc.
PDFOrbus Pharma Inc5/3/2017Revocation/ExpiryOrbus Pharma Inc
PDFPerisson Petroleum Corp.5/3/2017Management Cease Trade OrderPerisson Petroleum Corp.
PDFBorealis Exploration Limited4/25/2017Variation of a Cease Trade OrderBorealis Exploration Limited
PDFEmerald Bay Energy Inc.4/20/2017Revocation/ExpiryEmerald Bay Energy Inc.
PDFCMS Financial Management Services Ltd.4/17/2017ASC DecisionDMD III Investors Group (Applicant) CMS Financial Services Ltd. (Respondent)
PDFBorealis Exploration Limited3/28/2017Variation of a Cease Trade OrderBorealis Exploration Limited
PDFTalkTran Communications Corp.3/24/2017Cease Trade OrderTalkTran Communications Corp.
PDFSpotlight Innovation Inc.3/15/2017Revocation/ExpirySpotlight Innovation Inc.
PDFDefense Technologies International, Corp.3/6/2017Variation of a Cease Trade OrderDefense Technologies International, Corp.
PDFCan-Cal Resources Ltd.3/3/2017Cease Trade OrderCan-Cal Resources Ltd.
PDFLendingArch Financial Inc.3/3/2017UndertakingLendingArch Financial Inc.
PDFKestrel Gold Inc.2/21/2017Revocation/ExpiryKestrel Gold Inc.
PDFBrigadier Gold Limited2/17/2017Revocation/ExpiryBrigadier Gold Limited
PDFBTU Capital Corp.2/16/2017Revocation/ExpiryBTU Capital Corp.
PDFSparta Capital Ltd.2/14/2017Revocation/ExpirySparta Capital Ltd.
PDFMBMI Resources Inc.2/3/2017Variation of a Cease Trade OrderMBMI Resources Inc.