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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Issuers

Below you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

     

You can also find certain decisions and orders relating to enforcement matters and registrants by viewing their respective pages.

As of July 1, 2015, certain orders made in other provinces or territories will automatically take effect in Alberta.  For more information, see Automatic Reciprocation.

See more about Decisions & Orders Relating to Issuers



Filter list by:

Document Type
Document TitleDateDocument TypeParties Involved
PDFCapgain Properties Inc.2/19/2019Variation of a Cease Trade OrderCapgain Properties Inc.
PDFNew Global Acreage Resources Ltd.2/11/2019Revocation/ExpiryNew Global Acreage Resources Ltd.
PDFJade Capital Corp.2/6/2019Revocation/ExpiryJade Capital Corp.
PDFEastSiberian Plc 2/5/2019Cease Trade OrderEastSiberian Plc
PDFMiles Technology Inc.2/4/2019Cease Trade OrderMiles Technology Inc.
PDFSilk Road Energy Inc. 2/1/2019Cease Trade OrderSilk Road Energy Inc.
PDFNew Global Acreage Resources Ltd.2/1/2019Cease Trade OrderNew Global Acreage Resources Ltd.
PDFRosehearty Energy Inc.1/30/2019Revocation/ExpiryRosehearty Energy Inc.
PDFPetro Viking Energy Inc.1/30/2019Revocation/ExpiryPetro Viking Energy Inc.
PDFFEC Resources Inc.1/24/2019Revocation/ExpiryFEC Resources Inc.
PDFNextraction Energy Corp.1/17/2019Variation of a Cease Trade OrderNextraction Energy Corp.
PDFArkadia Capital Corp.1/4/2019Cease Trade OrderArkadia Capital Corp.
PDFBorealis Exploration Limited12/17/2018Variation of a Cease Trade OrderBorealis Exploration Limited
PDF3D Signatures Inc. 11/19/2018Revocation/Expiry3D Signatures Inc.
PDFBesra Gold Inc.11/8/2018Revocation/ExpiryBesra Gold Inc.
PDFPetro Viking Energy Inc.11/6/2018Variation of a Cease Trade OrderPetro Viking Energy Inc.
PDF3D Signatures Inc.11/2/2018Cease Trade Order3D Signatures Inc.
PDFInternational Spirits and Beverage Group, Inc.10/22/2018Revocation/ExpiryInternational Spirits and Beverage Group, Inc. FIMA, Inc.
PDFBTV Games Inc.10/15/2018Cease Trade OrderBTV Games Inc.
PDFTop Strike Resources Corp.10/10/2018Revocation/ExpiryTop Strike Resources Corp.
PDFReiva Global Corporation10/10/2018Undertaking FulfilledReiva Global Corporation
PDFTop Strike Resources Corp.10/5/2018Cease Trade OrderTop Strike Resources Corp.
PDFSierra Madre Developments Inc.10/2/2018Revocation/ExpirySierra Madre Developments Inc.
PDFPoplar Creek Resources Inc.9/18/2018Variation of a Cease Trade OrderPoplar Creek Resources Inc.
PDFPetrolia Energy Corporation9/13/2018Cease Trade OrderPetrolia Energy Corporation